Page 43 - Sebi Norms

Keep a close watch on the cash you've left lying with your broker

If you are not going to trade frequently, don't leave excess cash in your trading account and make sure check weekly reports sent by the exchange carefully

Sebi makes it mandatory for brokers to report client-level collateral

Markets regulator Sebi on Tuesday came out with a framework for segregation and monitoring of collateral at client level amid instances of misuse of client collateral by trading members.

Sebi, DRI probing some Adani Group firms for non-compliance of rules: Govt

Adani group says it's been transparent, complying with laws

Sebi defers diktat requiring foreign investors to disclose KYC details

Most foreign investors do not permit sharing of mobile numbers officially and some consider it as a risk factor if an employee quits and his details remain in official records

Sebi seeks to relax norms of issue of shares with 'superior voting rights'

Move likely to give more flexibility to founders of new-age companies aiming to raise capital and taking their firms public

Sebi's diktat on greater 'skin in the game' may slow down NFO gravy train

At present, AMCs have to invest the lesser of 1% of amount raised during a NFO or Rs 50 lakh. Sebi board has now linked minimum amount to the risk associated with each scheme

Sebi extends deadlines for brokers' regulatory compliances by a month

New timeline will apply to maintenance of call recordings of orders from clients, funding reporting and permission to operate trading terminals from alternate locations

Sebi mulls new, easier framework for companies to delist post open offer

Aims to remove sequentially contradictory transactions in the takeover process

Sebi defers implementation of MF employee compensation norms to Oct 1

In April, market regulator announced that 20% pay of senior MF officials must be in the form of units of schemes they oversee

Franklin MF moves SAT seeking stay on Sebi's Rs 5 crore penalty order

Tribunal to issue an order next week on whether plea can be admitted

Sebi boosts liquidity risk management for open-ended debt schemes

The market regulator has also asked AMFI to prescribe a suitable framework in this regard within one month. The framework will be adopted by all AMCs

SAT dismisses Rana Kapoor's appeal against Sebi's Rs 1-cr penalty order

Case relates Sebi show-cause to Kapoor and his firm for alleged lapse in disclosure norms

Top Headlines: Sebi tweaks delisting rules, Cloudtail gets Rs 54 cr notice

Business Standard brings to you top headlines on Tuesday

Sebi permits off market transfers to ease fund relocation to IFSC

Sebi regulations at present do not allow cashless transfers of securities between FPIs with different permanent account numbers

Sebi relaxes compliance requirements for VCs, AIFs amid Covid-19 pandemic

The move comes in the wake of second wave of Covid-19 pandemic, restrictions imposed by various state governments, Sebi said

After mutual funds voice concerns, Sebi may ease compensation norms

People in the know said the regulator could water down the circular following challenges highlighted by the industry with regards to its implementation

Sebi to empanel auditors to conduct forensic audits of listed companies

Markets regulator Sebi is looking to appoint auditors for conducting forensic audits of financial statements of listed companies as part of efforts to curb frauds.

Vedanta says evaluating Sebi order imposing fine on its unit, Cairn India

Vedanta Ltd on Friday said it is evaluating a Sebi order imposing a fine of Rs 5.25 crore on its erstwhile unit, Cairn India

Sebi seeks to merge 2 rules on debt issuance for easier compliance

The regulator said the new regulation will ensure ease of reference and language and also remove redundancies

Start-ups listing: Sebi reduces holding period for pre-issue capital

With an aim to boost listing of start-ups, markets regulator Sebi has notified a slew of relaxations to norms