Page 44 - Sebi Norms

Sebi decides on marking lien on demat accounts

Markets regulator Sebi on Friday decided that a lien will be marked in the demat accounts against the shares of the shareholders participating in the tender offers made following open offers, buy back

QIP mechanism: Sebi makes e-book platform mandatory for NCDs portion

Markets regulator Sebi on Friday came out with guidelines for non-convertible debentures with warrants products, whereby it made electronic book platform mandatory for the NCDs portion of the issue

Sebi examines Ant Group and Alibaba holdings in IPO-bound Paytm

To become a professionally managed company, no single entity can own more than 25 per cent in Paytm

Sebi merges debt securities rules into single regulation

To ease the compliance burden on listed entities, Sebi has merged rules pertaining to the issuance of debt securities into a single regulation

Resident Indian fund managers can be part of FPIs, says Sebi

The move comes after the board of Sebi approved a proposal in this regard in June

Sebi gives more time to brokers, clearing members to comply with rules

The watchdog has also given time till December 31 to brokers for operating the trading terminals from designated alternate locations

Sebi mulls IPO reforms on book building, price band aspects

The Sebi chief said the regulator is examining the minimum shareholding and public float at a concept level.

Sebi's new skin-in-the-game framework for MFs likely to stretch AMCs

Currently, fund houses are required to invest a maximum of Rs 50 lakh per scheme

Keep a close watch on the cash you've left lying with your broker

If you are not going to trade frequently, don't leave excess cash in your trading account and make sure check weekly reports sent by the exchange carefully

Sebi makes it mandatory for brokers to report client-level collateral

Markets regulator Sebi on Tuesday came out with a framework for segregation and monitoring of collateral at client level amid instances of misuse of client collateral by trading members.

Sebi, DRI probing some Adani Group firms for non-compliance of rules: Govt

Adani group says it's been transparent, complying with laws

Sebi defers diktat requiring foreign investors to disclose KYC details

Most foreign investors do not permit sharing of mobile numbers officially and some consider it as a risk factor if an employee quits and his details remain in official records

Sebi seeks to relax norms of issue of shares with 'superior voting rights'

Move likely to give more flexibility to founders of new-age companies aiming to raise capital and taking their firms public

Sebi's diktat on greater 'skin in the game' may slow down NFO gravy train

At present, AMCs have to invest the lesser of 1% of amount raised during a NFO or Rs 50 lakh. Sebi board has now linked minimum amount to the risk associated with each scheme

Sebi extends deadlines for brokers' regulatory compliances by a month

New timeline will apply to maintenance of call recordings of orders from clients, funding reporting and permission to operate trading terminals from alternate locations

Sebi mulls new, easier framework for companies to delist post open offer

Aims to remove sequentially contradictory transactions in the takeover process

Sebi defers implementation of MF employee compensation norms to Oct 1

In April, market regulator announced that 20% pay of senior MF officials must be in the form of units of schemes they oversee

Franklin MF moves SAT seeking stay on Sebi's Rs 5 crore penalty order

Tribunal to issue an order next week on whether plea can be admitted

Sebi boosts liquidity risk management for open-ended debt schemes

The market regulator has also asked AMFI to prescribe a suitable framework in this regard within one month. The framework will be adopted by all AMCs

SAT dismisses Rana Kapoor's appeal against Sebi's Rs 1-cr penalty order

Case relates Sebi show-cause to Kapoor and his firm for alleged lapse in disclosure norms