Page 49 - Securities And Exchange Board Of India
Sebi comes out with new mechanism to reward whistleblowers, informants
Insider trading refers to trading of securities while in possession of Unpublished Price Sensitive Information (UPSI) about the particular securities
 "Sebi comes out with new mechanism to reward whistleblowers, informants")
Sebi asks InvITs to file draft papers 30 days before opening of issue
The draft placement memorandum shall be filed through a Sebi registered merchant banker, the markets watchdog said in a circular
 "Sebi asks InvITs to file draft papers 30 days before opening of issue")
Karvy fallout: Sebi plans tighter norms to protect mutual fund investors
Regulator proposes discontinuing of pooled accounts, to protect investors
Sebi signs pact with Kazakhstan-based AFSA for mutual co-operation
The MoU was signed by Chairman of Sebi Ajay Tyagi and the acting chief executive officer of AFSA Mukhtar Bubeyev
Sebi approves CDSL proposal to set IFSC branch in Gujarat's GIFT City
Central Depository Services (India) Ltd on Monday said it has received approval from markets regulator Sebi for setting up its IFSC (International Financial Services Centre) branch at the GIFT City in Gujarat. CDSL will be the first depository to launch its branch operations from the precincts of IFSC in the GIFT city. "Adding to the list of many firsts, CDSL besides being the first listed depository in India would also be the first depository to set-up its branch at the IFSC Center at GIFT City. We are fully committed to bring in the world class sophistication and services in the products as permitted from time to time. "Additionally, I am sure that it would contribute to the development of the market with the introduction of delivery-based trading to the existing suite of the products traded on the exchanges at the IFSC Center. It would also enable issuers to list their issuances like bonds & depository receipts thereby enhancing the value proposition for the IFSC Center," Nehal
FDA observation, forensic audit by Sebi may keep Sun Pharma under pressure
Halol plant observations add to worries on the extent of upsides from specialty drugs
 "FDA observation, forensic audit by Sebi may keep Sun Pharma under pressure")
AMCs can give management, advisory services to fairly regulated FPIs: Sebi
In September, the regulator broad-based the classification for FPIs and simplified their registration process
 "AMCs can give management, advisory services to fairly regulated FPIs: Sebi")
HNIs curb flows to long-short AIFs as higher taxation pinches
Sebi data shows that commitments raised by category-III AIFs in September quarter were down 10% QoQ
 "HNIs curb flows to long-short AIFs as higher taxation pinches")
HDFC AMC takes 35% markdown on Simplex exposure after rating falls to 'D'
HDFC Credit Risk Fund had Rs 124 crore of exposure to the NCDs of the company
 "HDFC AMC takes 35% markdown on Simplex exposure after rating falls to 'D'")
BMA Wealth investors stage protests, demand Karvy-like refund action
Investors said while Sebi acted swiftly in the case of Karvy, it has done nothing to address their problem
 "BMA Wealth investors stage protests, demand Karvy-like refund action")
Sebi gives LIC, SBI, BoB until Dec 2020 to bring UTI AMC stake below 10%
LIC, SBI and BoB are also sponsors of UTI AMC and hold more than 10 per cent stake individually in the AMC and trustee company of UTIMF
Sebi not to act on complaints without documents, identity disclosure
The Securities and Exchange Board of India (Sebi) in a statement said, it will not take any action on complaints, where it is not able to reach back to the complainants
 "Sebi not to act on complaints without documents, identity disclosure")
Sebi proposes tighter disclosure, performance reporting norms for AIFs
The benchmarking report would have to be provided along wherever the performance of the AIF is disclosed
Sebi scans matrimonial website to nail fraudster in front-running case
Bars Fidelity employee and family members from stock market for allegedly pocketing illegal gains
ICICI Venture Funds, 4 others pay over Rs 5.2 cr to settle case with Sebi
India Advantage Fund III, India Advantage Fund IV, Dynamic India Fund III and Dynamic India Fund IV are the other four entities besides ICICI Venture Funds Management that have settled the case
No interim relief for Karvy as Sebi refuses permission to enrol new clients
The Securities and Exchange Board of India (Sebi) order also highlighted the alleged misuse of power of attorney (PoA) by Karvy
 "No interim relief for Karvy as Sebi refuses permission to enrol new clients")
Sebi allows clearing firms to invest in overnight funds; sets limit at 10%
Overnight funds are open-ended debt mutual fund schemes that invest in securities with a maturity of one day
Sebi exempts govt from making open offer to Canara Bank's shareholders
The central government has proposed to infuse capital worth Rs 6,571 crore in the lender against allotment of equity on preferential basis in favour of it
 "Sebi exempts govt from making open offer to Canara Bank's shareholders")
ICICI Securities settles violation of stock broker norms case with Sebi
Accordingly, the Securities and Exchange Board of India (Sebi) disposed of the adjudication proceedings
EY's forensic audit on Karvy to focus on fund diversion of Rs 1,100 cr
The company stopped giving financial information on the group companies, leading to multiple downgrades by rating firm ICRA in November.