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Page 6 - Us Sec

US SEC says it's been monitoring Archegos fallout since last week

"We have been monitoring the situation and communicating with market participants since last week," an SEC spokesperson said in emailed statement

US SEC says it's been monitoring Archegos fallout since last week
Updated On : 31 Mar 2021 | 1:32 AM IST

Chinese tech stocks fall sharply as US SEC rolls out delisting law

Move adds to the unprecedented crackdown in China on domestic tech firms

Chinese tech stocks fall sharply as US SEC rolls out delisting law
Updated On : 26 Mar 2021 | 1:43 AM IST

Nasdaq, NYSE sue US SEC over planned overhaul of public data feeds

Nasdaq and the New York Stock Exchange have sued the Securities and Exchange Commission, seeking to block a plan by the regulator to overhaul public data feeds that broadcast stock prices to investors

Nasdaq, NYSE sue US SEC over planned overhaul of public data feeds
Updated On : 10 Feb 2021 | 9:56 AM IST

President-elect Joe Biden to name Gary Gensler as US SEC chair: Report

Gensler was chair of the Commodity Futures Trading Commission (CFTC) from 2009 to 2014, and since November has led Biden's transition planning for financial industry oversight

President-elect Joe Biden to name Gary Gensler as US SEC chair: Report
Updated On : 13 Jan 2021 | 2:25 AM IST

Coinbase to suspend XRP cryptocurrency trading after lawsuit against Ripple

In light of the recent US action against Ripple, cryptocurrency exchange Coinbase on Tuesday said it will suspend trading in XRP cryptocurrency from January 19

Coinbase to suspend XRP cryptocurrency trading after lawsuit against Ripple
Updated On : 29 Dec 2020 | 10:02 AM IST

Price of world's 3rd largest cryptocurrency XRP crashes after lawsuit

The value of XRP crashed over 40% after the US SEC charged associated blockchain firm Ripple with conducting a $1.3 billion unregistered securities offering

Price of world's 3rd largest cryptocurrency XRP crashes after lawsuit
Updated On : 25 Dec 2020 | 11:22 AM IST

Robinhood to pay $65 million to settle SEC charges of misleading customers

The case involves disclosures from 2015 to late 2018 by a Robinhood unit, according to a Thursday SEC statement

Robinhood to pay $65 million to settle SEC charges of misleading customers
Updated On : 18 Dec 2020 | 2:26 AM IST

US market regulator threatens stock market ban for Chinese companies

This comes amid China's refusal for review audits of Alibaba, Baidu and others

US market regulator threatens stock market ban for Chinese companies
Updated On : 19 Nov 2020 | 12:00 AM IST

Sun Pharma's Q2 net profit rises 70% on one-time tax credit

Revenues remain flat, sequential improvement in India and US revenues

Sun Pharma's Q2 net profit rises 70% on one-time tax credit
Updated On : 04 Nov 2020 | 1:35 AM IST

Airbnb confidentially files for IPO as short-term rental market rebounds

The move underscores a rebound in parts of the travel industry, which was battered this year by restrictions and shutdowns due to the Covid-19 pandemic

Airbnb confidentially files for IPO as short-term rental market rebounds
Updated On : 20 Aug 2020 | 8:19 AM IST

US regulator SEC probes ICICI Bank for asset classification gaps

Bank says allegations weren't material to financial statements for FY20

US regulator SEC probes ICICI Bank for asset classification gaps
Updated On : 15 Aug 2020 | 6:05 AM IST

Potential Kodak deal paused until insider trading 'allegations are cleared'

Recent allegations of wrongdoing raise serious concerns, says the US government department

Potential Kodak deal paused until insider trading 'allegations are cleared'
Updated On : 09 Aug 2020 | 7:24 AM IST

Donald Trump bans WeChat, TikTok, stoking tension with Beijing

He calls these apps 'significant threats'; executive order will come into effect in 45 days

Donald Trump bans WeChat, TikTok, stoking tension with Beijing
Updated On : 08 Aug 2020 | 1:56 AM IST

Trump admin proposes delisting of Chinese firms failing to meet audit norms

The latest move of Trump Administration is part of its effort to crackdown on Chinese companies

Trump admin proposes delisting of Chinese firms failing to meet audit norms
Updated On : 07 Aug 2020 | 12:17 PM IST

Jeff Bezos sells 1 mn Amazon shares worth $3.1 bn after fortune surges

The disposals, disclosed Wednesday in Securities and Exchange Commission filings, adds to a $4.1 billion sale earlier this year

Jeff Bezos sells 1 mn Amazon shares worth $3.1 bn after fortune surges
Updated On : 07 Aug 2020 | 12:29 AM IST

PR disaster to investors' darling: How the year turned around for Elon Musk

Tesla Inc., his electric car-maker, recently celebrated its fourth straight quarter of profit and may soon join the S&P 500 Index

PR disaster to investors' darling: How the year turned around for Elon Musk
Updated On : 04 Aug 2020 | 12:49 AM IST

Eastman Kodak top executive got Trump deal windfall on an 'understanding'

The decision to grant Continenza options was never formalized or made into a binding agreement, which is why it was not disclosed previously

Eastman Kodak top executive got Trump deal windfall on an 'understanding'
Updated On : 02 Aug 2020 | 12:22 PM IST

Yatra terminates Rs 2,300-cr merger pact with US software firm Ebix

Demands substantial damages due to alleged breach of agreement

Yatra terminates Rs 2,300-cr merger pact with US software firm Ebix
Updated On : 07 Jun 2020 | 1:30 AM IST

Franklin Templeton MF says examining Gujarat HC order of staying e-voting

The e-voting window was scheduled to open on June 9 and close on June 11 and the unit holders' meeting through video conferencing was to be held on June 12

Franklin Templeton MF says examining Gujarat HC order of staying e-voting
Updated On : 05 Jun 2020 | 6:39 PM IST

Covid-19: Quarter of Genpact staff to continue working from home, says CEO

This will mark a shift in an industry that is widely thought of as being used to working from a fixed workplace.

Covid-19: Quarter of Genpact staff to continue working from home, says CEO
Updated On : 04 Jun 2020 | 2:15 AM IST