Page 8 - Insider Trading

Sebi provides clarity on code of conduct under insider trading rules

Noting that this position is based on the information furnished, Sebi said, "different facts or conditions might lead to a different interpretation"

Poor disgorgement could mar Sebi's reward scheme to curb insider trading

Under the scheme, the monetary reward will be 10% of the amount disgorged by the wrongdoer or Rs 1 crore, whichever is lower

Sebi okays Rs 1 cr reward, hotline access for informers of insider trading

The Sebi regulation seeks to curb insider trading to protect the interest of investors at large

Sebi fines ex-MCX director Vaidyalingam Rs 1.25 crore for insider trading

Hairharan was also a non-executive non-independent director of NSEL from 2005 to December 2011

Indian IT contractor to pay $800k in penalties over insider trading charges

Gannamaneni has agreed to settle the SEC's case against him

UK agency probing if an employee tipped off suspect in insider trading case

The NCA is investigating whether a government translator with access to wiretap recordings tipped off the target of an insider-trading investigation

Sebi restricts borrowing, lending shares while keeping insider information

Securities lending and borrowing (SLB) allows short sellers to borrow securities for making deliveries

Sebi may dial Centre to intercept calls for checking insider trading

This comes in the wake of matters being probed by Sebi such as the WhatsApp earnings leak case

Sebi may seek your live-in partner's details to bust insider trading cases

A Sebi report on insider trading norms proposes people disclose details of those sharing same residential address to their companies

Firms to approach forensic experts for curbing instances of insider trading

India has not had a strong compliance mechanism around insider trading, historically

WhatsApp earnings leak: Sebi must monitor insider trading on social media

This new technology presents a challenge but the problem of insider trading is hardly new. The regulator must rise to this new challenge if it is to maintain its reputation for efficiency.

Indian-origin executive pleads guilty to insider trading in US

He worked as a vice president and risk management specialist for a Manhattan-based investment bank

India Inc worries over handling sensitive info

Following Tata events, boards are adopting a cautious approach to avoid insider-trading norms violation

Sebi imposes fine of Rs 6 lakh on Piramal Enterprises over insider-trading

The regulator finds that entities failed to handle the price-sensitive information related to sale of its domestic health care business to Abbott

Meeting insider trading norms

While the market regulator's recent note on portfolio management schemes has kicked up a storm, that is not the only pain point for businesses

Bank staff investments via PMS amount to insider trading: Sebi

Sebi responds to a clarification sought by HDFC Bank, citing regulation on the matter

After insider-trading conviction, a new life as a speaker

Roomy Khan is known for helping investigators crack open the govt's case into insider trading at Galleon Group hedge fund

Food for thought

Insider trading rap offers tip for US boardrooms

Sebi orders re-investigation on alleged insider trading in Sabero Organics

With inadequate evidence on record, concluding that only Vellayan who had passed the information may not be just and reasonable, says the order

Meet the five men involved in the largest UK Insider-Trading Case

Two financial professionals accused of making 7.4 million pounds ($10.7 million) with three others on confidential information about six stocks have been found guilty by a London court, with the other men acquitted. Here's what you need to know about them.Andrew Hind, AccountantAge: 56, Verdict: GuiltyHind graduated with a first-class degree from Manchester University before becoming an accountant at PricewaterhouseCoopers. Hind was described throughout the trial as "odd." The jury was told he hoarded food at the beginning of the 2008 financial crisis in case of civil unrest, building an "armoury" of spears, hockey sticks and baseball bats to protect the supplies. According to the prosecution, Hind was the middleman passing information from Dodgson and Harrison to Parvizi and Anderson. He was behind a number of covert devices employed by the group: encrypted memory sticks, nicknames and pay-as-you-go phones.Andrew Harrison, Former Panmure Gordon corporate brokerAge: 46, Verdict: Acqui