Page 49 - Sebi Norms

Sebi fines NSE Rs 50 lakh over compensation paid to Chitra Ramkrishna

NSE asked to pay Rs 50 lakh for allowing former MD&CEO leave encashment beyond 360 days

Sebi may relax minimum public shareholding norms for firms under insolvency

The market regulator has proposed relaxing norms pertaining to 25 per cent minimum public shareholding for companies that undergo corporate insolvency resolution and seek relisting afterwards

Sebi's new margin norms will be painful for investors, market participants

Come September 1, stockbrokers will have to report the upfront margin collected and available with them from their clients

Sebi to meet stock brokers' body to discuss new rules on margin collection

Markets regulator Sebi will meet stock brokers' association and depositories on Tuesday to analyse readiness to implement the new rules on margin collection

Sebi slaps Rs 2 lakh fine on entity for submitting misleading documents

During an investigation, through summons dated January 17, 2018, Siddarth Business (noticee) was asked to provide details of pre-clearance obtained by all directors and the code of conduct

Sebi moves sessions court against RIL for violation of Companies Act

The company said the matter pertains to the issue of debentures with convertible warrants two decades ago

Sebi decides to decentralise portfolio managers registration work

Markets regulator Sebi on Tuesday said it has decided to decentralise work related to registration of portfolio managers.

Sebi allows acceptance of client securities as collateral till August 31

The decision has been taken in view of the prevailing situation due to the Covid-19 pandemic and partial lockdowns in various areas of the country

Sebi extends regulatory norms compliance timeline for RTAs, others

The period from March 23 till September 30 shall be excluded for computing the existing timelines for compliance, Sebi said in the circular

Retail investors to lose as Sebi, brokers tussle over new margin norms

From the investor and trader perspective, higher margin with the promise of yet another margin hike by year-end could mean lower trading volumes and lower prices in the cash segment

SAT stays order against Edelweiss broking, temporary relief for DHFL

Tribunal asks NSE and Edelweiss to submit replies on Rs 1.8 cr penalty slapped by the exchange on the broker; in DHFL case, Sebi told to halt recovery proceedings against the firm

Sebi dismisses RTI appeal in Franklin Templeton MF's wind-up case

Sebi also observed that as a stock market regulator, it conducts investigation to examine alleged or suspected violation of laws and regulations

JM Financial's Atul Saraogi settles insider trading case with Sebi

During November 2013 to December 2016, the Sebi had conducted an investigation in case of alleged insider trading by Saraogi

Sebi relaxes compliance norms for entities planning to list debt securities

The decision has been taken after Sebi received representations from listed entities seeking extension of time for listing their debt securities pending finalisation of their annual accounts for FY20

New Sebi norms to give more fund-raising flexibility to stressed firms

Market experts said the new guidelines provide flexibility to the promoters and promoter group entities to attract investors for their companies

Sebi notifies new regulations for registered investment advisers

The new norms would require mandatory segregation of advisory and distribution activities at client-level to avoid conflict of interest.

Sebi issues SoP to deal with possible defaults by trading, clearing members

The framework, which will come into force from August 1, is aimed at protecting the interest of non-defaulting clients of trading members

Sebi fines 28 entities for failing to make acquisition of shares public

The fine amount has to be paid by the entities jointly and severally

Sebi bars 10 entities for one year over violation of market norms

Sebi conducted a probe to determine whether the entities violated market norms while dealing in the scrip of Mystic Electronics Ltd

Sebi relaxes pricing norms for preferential issues of listed companies

The new pricing formula for allotment of shares under the preferential issue will be higher of the average 12-week price or 2-week price.