Page 41 - Sebi Norms

Sebi bans Bullmatics Advisory, directors from securities mkt for six months

Bullmatics was engaged in investment advisory services without obtaining Sebi registration as an investment adviser

Winding up of schemes only after majority unitholders' nod: Sebi

Mutual fund trustees will be required to obtain the consent of the unitholders when the majority of the trustees decide to wind up a scheme or prematurely redeem the units of a close-ended scheme

Sebi imposes Rs 30 lakh fine on 6 entities in illiquid stock options case

The Securities and Exchange Board of India (Sebi) observed large scale reversal of trades in stock options segment on the BSE

Markets regulator Sebi turns its glare on insider trading, shows data

The share of such cases has been rising in the number of investigations by the regulator

Hosiery maker Lux Industries tumbles 20% following Sebi order

Those barred included Udit Todi, company's executive director and son of the MD

Sebi bans 14 entities in Lux Industries insider trading case

Those banned by Sebi include Udit Todi, the son of the managing director of Lux, and is currently holding the post of executive director in the company

Reserve Bank of India draft rules to help firms meet Sebi debt norms

The RBI draft for banks' investment norms, experts say, will help trigger that change and develop the corporate bond market

Sebi grants recognition to CDSL Ventures as accreditation agency

CDSL Ventures is a wholly-owned subsidiary of depository CDSL

Sebi mulls measures to strengthen regulatory framework for CIS

Currently, CIS rules do not mandate minimum number of investors, maximum holding of a single investor or minimum subscription amount

Related-party transactions: New disclosure norms for debt-listed entities

The new requirement will apply to "high-value debt-listed entities", Sebi said

Sebi invites applications to engage young professionals for market ops

Such young professionals will be paid a monthly stipend of Rs 60,000

Tighter norms likely to rein in wild HNI bets in IPOs, say experts

Earmarking a third of the NII portion for small-ticket investors can help democratise allotments, say experts

Impossible to comply with peak margin rules: ANMI to Sebi

The stock brokers' body has cited specific examples detailing the difficulty in complying with upfront and peak margin compliance by members

NSEIL settles case with Sebi; pays Rs 4.87 crore as settlement fee

It was alleged that NSEIL functioned as a STP centralised hub without obtaining the renewal of approval from Sebi

Sebi approves changes to preferential allotment norms on pricing, lock-in

The regulator has decided to allow pledging of shares allotted to promoter or promoter group under preferential issue during the lock-in period

Sebi paper skirts illegality of retail algos

A cursory look at the algo creators will show that the very purpose of algos is to offer buy/sell recommendations, often marketed by making wild claims

Capital markets regulator Sebi proposes 'one commodity one exchange' policy

The Securities and Exchange Board of India (Sebi) has sought comments from public till January 7 on the proposal

Sensex slips 314pts, Nifty ends below 17,900; RIL drops 2%, pvt banks fall

Maruti and Asian Paints were the top gainers among the Sensex 30 stocks, up 2.3 per cent each

Sebi notifies new rules governing related-party transactions

Markets regulator Sebi has made sweeping changes to strengthen the monitoring and enforcement of norms pertaining to related-party transactions.

Sebi sends notices to NSE, bourse executives for trading halt on Feb 24

NSE submitted a reported on the incident to Sebi and paid a penalty of Rs 25 lakh in July.