Page 42 - Sebi Norms

Sebi slaps Rs 14 lakh fine on Panyam Cement and Mineral Industries

The fine has been levied for violating several provisions of LODR (Listing Obligations and Disclosure Requirements) rules

Sebi issues operational guidelines for covenant monitoring with DLT

For data exchange and verification across depositories, format for unique asset ID would be a 12-digit alphanumeric string

Sebi gives more time to market intermediaries to comply with rules

The regulator has given relaxation in time period for certain activities, including handling investor grievances and SCORES complaint and processing of demat requests

What is red herring prospectus?

Markets are awaiting the IPO of Life Insurance Corporation of India. Even before it hits the primary market, LIC filed a draft red herring prospectus (DRHP) with the SEBI. Find out more about this doc

Sebi pushes timeline to segregate and monitor collateral at client level

Sebi further defers new margin rule to May 2

Sebi comes out with new disclosure format for abridged prospectus

Under the rules, every application form for the purchase of any securities of a company needs to be accompanied by an abridged prospectus

Sebi extends timeline to submit public comments till Feb 15 on CIS rules

Markets regulator Sebi extended the deadline for submitting public comments till February 15 on a proposal to strengthen the regulatory framework for collective investment schemes (CIS).

Nine entities settle case of alleged AIF rules violations with Sebi

The adjudication proceedings initiated against the nine entities under the show cause notice issued in March 2021 have been disposed of, Sebi said

Sebi bans Bullmatics Advisory, directors from securities mkt for six months

Bullmatics was engaged in investment advisory services without obtaining Sebi registration as an investment adviser

Winding up of schemes only after majority unitholders' nod: Sebi

Mutual fund trustees will be required to obtain the consent of the unitholders when the majority of the trustees decide to wind up a scheme or prematurely redeem the units of a close-ended scheme

Sebi imposes Rs 30 lakh fine on 6 entities in illiquid stock options case

The Securities and Exchange Board of India (Sebi) observed large scale reversal of trades in stock options segment on the BSE

Markets regulator Sebi turns its glare on insider trading, shows data

The share of such cases has been rising in the number of investigations by the regulator

Hosiery maker Lux Industries tumbles 20% following Sebi order

Those barred included Udit Todi, company's executive director and son of the MD

Sebi bans 14 entities in Lux Industries insider trading case

Those banned by Sebi include Udit Todi, the son of the managing director of Lux, and is currently holding the post of executive director in the company

Reserve Bank of India draft rules to help firms meet Sebi debt norms

The RBI draft for banks' investment norms, experts say, will help trigger that change and develop the corporate bond market

Sebi grants recognition to CDSL Ventures as accreditation agency

CDSL Ventures is a wholly-owned subsidiary of depository CDSL

Sebi mulls measures to strengthen regulatory framework for CIS

Currently, CIS rules do not mandate minimum number of investors, maximum holding of a single investor or minimum subscription amount

Related-party transactions: New disclosure norms for debt-listed entities

The new requirement will apply to "high-value debt-listed entities", Sebi said

Sebi invites applications to engage young professionals for market ops

Such young professionals will be paid a monthly stipend of Rs 60,000

Tighter norms likely to rein in wild HNI bets in IPOs, say experts

Earmarking a third of the NII portion for small-ticket investors can help democratise allotments, say experts