Page 71 - Sebi

IPO Alert! Ashish Kacholia backed Vikran Engineering files DRHP with Sebi

The public issue of Vikran Engineering comprises a fresh issue of shares up to Rs 900 crore and an offer for sale (OFS) with promoter Rakesh Ashok Markhedkar offloading shares of up to Rs 100 crore

Sebi to take measure for F&O segment soon; calls for tax breaks on bonds

Capital markets regulator Sebi is expected to take measures regarding the Futures and Options (F&O) segment very soon, in a bid to enhance investor protection, its senior official said on Tuesday. In addition, Sebi has urged the government to introduce tax breaks for subscribers of municipal bonds, which are crucial for funding infrastructure development. The regulator will make a case for a tax break for municipal bonds during a meeting with the finance commission, the regulator's whole time member Ashwani Bhatia said here. Since 1997, municipalities have raised Rs 2,700 crore through bonds for infrastructure projects. Talking about F&O, Bhatia said," Sebi is very soon going to do something about F&O. Study has come (recently)". The regulator, in its consultation paper recently, proposed seven measures to tighten the rules for index derivatives-- revise the minimum contract size and require upfront collection of option premiums intra-day monitoring of position limits, ...

Transaction charges on NSE, BSE, MCX, Higher STT from today: Things to know

From Tuesday onwards i.e effective October 1, 2024, the Indian financial markets will undergo several reforms that investors must know

Have higher risk appetite ? There's a new asset class option for HNIs

The new asset class, dubbed "Investment Strategies," is aimed at high-risk investors and seeks to bridge the gap between mutual funds (MFs) and portfolio management services (PMS)

Share Market Today: Sebi Bd meet outcome, Israel War, Powell on rate cuts

At 7:20 AM, GIFT Nifty futures were trading approximately 8 points higher at 25,998 against Nifty futures close, suggesting a muted opening.

Sebi board gives approval for new asset class, MF Lite regulations

Doesn't discuss charges against Buch, takes up staff protest

Sebi likely to maintain status quo on largecap stock pool expansion

Plan to add more stocks shelved citing 20% midcap, smallcap investment legroom with largecap funds, say sources

Sebi bars Seacoast Shipping promoters, orders impounding of Rs 84 cr

The market regulator has directed Shah and six others to impound the illegal gains amounting to over Rs 84 crore and barred Seacoast from raising any money from the public

Market regulator Sebi slaps Rs 12 lakh fine on NSE Data And Analytics

Markets regulator Sebi on Monday imposed a penalty of Rs 12 lakh on NSE Data And Analytics Ltd for its failure to segregate IT infrastructures and manpower between itself and its parent firm National Stock Exchange (NSE). It has been directed to pay the fine within 45 days, the Securities and Exchange Board of India (Sebi) said in its order. In its order, Sebi noted irregularities with respect to the backup of records and details of the Business Continuity Plan/Disaster Recovery policy, delay in sending acknowledgement letters to investors, irregularities with respect to system audit reports and cyber security audit framework and failure to validate KYC records. Additionally, Sebi said, "There was no segregation of any IT infrastructures (server, network, data centres and IT security), along with the IT manpower, responsible for handling server management, network, data centres and IT security between the noticee (NSE Data And Analytics) and its parent organisation (NSE)". NSE Data

Sebi levies Rs 10 lakh fine on Anand Rathi for flouting stock brokers rules

Capital markets regulator Sebi on Monday imposed a fine of Rs 10 lakh on brokerage firm Anand Rathi Share and Stock Broker for flouting stock brokers' rules and other norms. The order came after the Securities and Exchange Board of India (Sebi) conducted a comprehensive inspection of Anand Rathi Share and Stock Broker Ltd (noticee), a Sebi-registered stock broker of BSE, NSE, MCX and NCDEX, for the period from April 2022 to October 2023. Based on the findings of the inspection, the regulator found certain alleged non-compliances of Stock Brokers regulations and circulars issued by Sebi, NSE and BSE. In its order, the regulator observed that in 55 instances, there was a short collection of margin/ MTM amounting to Rs 33.16 lakh. However, Anand Rathi submitted that there was no margin shortfall, and they are adequately collecting margins from the clients and adhering to the regulatory guidelines. Further, no supporting documents are submitted by the brokerage firm, therefore, the ..

IPO Alert! Eyecare provider Dr Agarwal Health Care files DRHP with Sebi

Dr Agarwal Health Care comprises a fresh issue of shares worth around Rs 300 crore and an offer for sale with promoters and other shareholders offloading up to 69,568,204 shares

Sebi board to meet today amid allegations against chairperson Buch

Board expected to informally address conflict of interest claims and employee grievances

After Sebi, Parliament committee to conduct CCI's performance review

The Public Accounts Committee of Parliament, chaired by Congress leader KC Venugopal, has decided to assess the performance of regulatory bodies established by Acts of Parliament this financial year

Sebi board meeting today: F&O rules, Hindenburg claims, employees complaint

Sebi board meeting today, Sept 30, will be the first meeting since allegations were pressed against Sebi Chairperson Madhabi Puri Buch by Hindenburg Research. Here's what to expect from the meeting

Street Signs: Breaking with tradition, easier demat account closures, more

Sebi has taken a significant step to make exiting the market easier for investors

Sebi plans half-yearly disclosures for direct plan mutual fund schemes

Also proposes colour-coded risk-o-meter

NSE and BSE revise their transaction fees to comply with Sebi circular

NSE revised the charges for the cash market to Rs 2.97 per side per lakh of traded value

SC raps Delhi air quality panel, Tirupati laddoo controversy, SEBI review

The Supreme Court today rapped Delhi's Commission for Air Quality Management for not doing enough to control stubble burning in nearby states, which worsens the capital's winter air pollution.

Angel One pays Rs 22 lakh to settle front running trade case with Sebi

Angel One on Friday settled an alleged front-running case with capital markets regulator Sebi by paying Rs 21.64 lakh towards settlement charges. The settlement order came after Angel One had filed a settlement application on May 15, 2024, proposing to settle the instant proceeding "without admitting or denying the findings of fact and conclusions of law". "It is hereby ordered that the instant proceeding initiated against the Applicant, vide Show Cause Notice dated April 24, 2024, is disposed of," Sebi said. Sebi had undertaken an investigation to ascertain whether there was any violation of PFUTP (Prohibition of Fraudulent and Unfair Trade Practices) rules by certain entities during the period from January 2021 to October 2022, who were consistently placing orders ahead of the Big Clients, including Bharat Kanaiyalal Sheth Family Trust in the equity (cash) segment of NSE and were squaring off the same. The investigation revealed that Jitendra Kewalramani, who was the Authorised .

Sebi mulls standardise format for disclosure of change in MF risk-o-meters

To further enhance the pictorial representation of risk, Sebi on Thursday proposed that the risk-o-meter of a mutual fund scheme be depicted using a colour scheme, a move aimed at further aiding in informed decision making by investors. To standardise the format of disclosure and for ease of understanding of the change in level of risk for unitholders, the mutual funds should disclose the existing risk-o-meter, along with the revised risk-o-meter, Sebi suggested in its consultation paper. Any change in risk-o-meter of the scheme or its benchmark should be communicated by way of notice and by way of an e-mail or SMS to unitholders of that particular scheme. In addition to the existing labels relating to levels of risk -- low, low to moderate, moderate, moderately high, high and very high, the risk-o-meter should also be depicted using a colour scheme. Risk-o-meter needs to have six levels of risk for mutual funds -- green for low risk Irish; chartreuse for low to moderate risk; neon