Page 47 - Sebi Norms

Retail investors to lose as Sebi, brokers tussle over new margin norms

From the investor and trader perspective, higher margin with the promise of yet another margin hike by year-end could mean lower trading volumes and lower prices in the cash segment

SAT stays order against Edelweiss broking, temporary relief for DHFL

Tribunal asks NSE and Edelweiss to submit replies on Rs 1.8 cr penalty slapped by the exchange on the broker; in DHFL case, Sebi told to halt recovery proceedings against the firm

Sebi dismisses RTI appeal in Franklin Templeton MF's wind-up case

Sebi also observed that as a stock market regulator, it conducts investigation to examine alleged or suspected violation of laws and regulations

JM Financial's Atul Saraogi settles insider trading case with Sebi

During November 2013 to December 2016, the Sebi had conducted an investigation in case of alleged insider trading by Saraogi

Sebi relaxes compliance norms for entities planning to list debt securities

The decision has been taken after Sebi received representations from listed entities seeking extension of time for listing their debt securities pending finalisation of their annual accounts for FY20

New Sebi norms to give more fund-raising flexibility to stressed firms

Market experts said the new guidelines provide flexibility to the promoters and promoter group entities to attract investors for their companies

Sebi notifies new regulations for registered investment advisers

The new norms would require mandatory segregation of advisory and distribution activities at client-level to avoid conflict of interest.

Sebi issues SoP to deal with possible defaults by trading, clearing members

The framework, which will come into force from August 1, is aimed at protecting the interest of non-defaulting clients of trading members

Sebi fines 28 entities for failing to make acquisition of shares public

The fine amount has to be paid by the entities jointly and severally

Sebi bars 10 entities for one year over violation of market norms

Sebi conducted a probe to determine whether the entities violated market norms while dealing in the scrip of Mystic Electronics Ltd

Sebi relaxes pricing norms for preferential issues of listed companies

The new pricing formula for allotment of shares under the preferential issue will be higher of the average 12-week price or 2-week price.

IIFL Finance in a spot over open offer breach, firm says error in reporting

Stock hits upper limit after regulatory filing shows promoter holding in the company had breached the 25% threshold following an open market purchase by chairman and CEO Nirmal Jain

Top headlines: Sebi on insider trading, pvt investment in space research

Business Standard brings to you top stories of the day which made it to the headlines

Sebi imposes Rs 1.55 cr fine on 2 entities for fraudulent trading

Both the entities were indulged in execution of such alleged non-genuine trades and created a misleading appearance of trading in the illiquid stock options contracts

SAT asks Sebi to repay an appellant, or pay an interest of 12% per annum

The appellant again filed an urgency application before SAT seeking direction to be issued to Sebi to refund the order as he as in dire need of money to undergo a spinal surgery

Sebi eases compliance norms for brokers; extends deadline for filing report

The decision comes after receiving a representation from stock exchanges, the Securities and Exchange Board of India (Sebi) said in a circular

Measures to contain swings in stock prices to continue till Jul 30: Sebi

On March 20, the markets regulator had imposed one-month restrictions on short-selling, increased margin requirements, and hiked penalties on violators

Sebi panel suggests tweaks to enhance regulator's enforcement function

Dave panel identifies four broad areas the need to be revamped, seeks to quicken process leading to issuance of final order against an intermediary

Sebi files appeal in Gujarat High Court over stay on Franklin e-voting

The e-voting, which was scheduled on June 9, was suspended following Gujarat HC's decision

Sebi clears ambiguity on seed capital investment required for NFO

Sebi's Friday circular read that the investment shall be made in growth option of the fund and where growth is not available, it should be made in dividend re-investment option.