Page 48 - Sebi Norms

SEBI constitutes panels to suggest policy for securities market data

The committee would identify segment-wise data perimeters, data needs and gaps, recommend data privacy and data access regulations applicable to market data among others.

Regulators hand out more tools to customers for decoding financial products

Sebi's new risk-o-meter and Irdai's proposed colour coding of health insurance plans will enable buyers to make more informed choices

Keep info of employees for 1 yr after resignation: Sebi tells listed firms

Such data needs to be preserved by the company or intermediary fiduciary for a period of five years, Sebi said in a set of frequently asked questions (FAQs) on insider trading regulations

Decoded: Why Sebi wants to shorten trade settlement cycle to a day

The regulator wants to reduce the trading settlement cycle to the next day, or T+1

Sebi decides to strengthen debenture trustee role to safeguard holders

The DT would exercise independent due diligence of the assets on which charge is being created, Sebi said in a statement after its board meeting

Sebi extends IPO relaxations till March 2021 amid Covid-19 disruptions

Sebi's observation for IPOs is valid for a year, by which time the issuer must come out with one, else it has to re-file its offer document. But now a firm has till March 2021 to come out with offer

Investment advisers to ensure client-level division of distribution: Sebi

These amendments will come into force from September 30

Sebi rationalises eligibility criteria, disclosure norms for rights issue

Sebi has decided to amend ICDR (Issue of Capital and Disclosure Requirements) Regulations to this effect, the regulator said in a statement.

Sebi bars 12 DHFL promoters from accessing securities for violating norms

They have also been restrained from associating themselves as directors or promoters of any listed public company or associating with any intermediary registered with Sebi, the regulator said

Coronavirus pandemic accelerates consolidation among stock brokers

Technology helping newer, more agile playe sto add customers faster

Sebi revises guidelines for writing off securities by foreign investors

For the write off, the process prescribed in the operational guidelines has to be complied with, Sebi added

Sebi tweaks norms for assigning NAV while purchasing units of MF schemes

Until now, investors who gave a cheque for below Rs 200,000 got the same day's NAV, while those putting more got the NAV of the day when the cheque was realised

More than 1,000 listed companies file June quarter numbers in September

Some believe the Sebi should now revert to the original deadlines as such leeways keeps investors in the dark

Mid- and small-cap auto and ancillary stocks charge ahead on new Sebi norms

Besides the so-called technical factor, analyst also attribute the current rally to an attractive valuation, prompting investors to buy these stocks

BSE Smallcap index records sharpest intra-day rally in over 5 months

The development, analysts say, has given a fresh trigger to the mid-and small-caps that can see some uptick in the days ahead

Advise investors not to take any knee-jerk action: Kotak MF's Nilesh Shah

Kotak Mahindra Mutual Fund MD Nilesh Shah says fund houses will build a consensus and then approach Sebi

Market regulator's new margin norms may give boost to dabba trading

New margin norms may spur a parallel market where trades are done on exchanges but settled off-market

New margin norms to hit traditional brokers, more suited for online brokers

Uncertainty over outstanding F&O positions where margins given under erstwhile system

Sebi revises disclosure norms for debt, money mkt securities transactions

To further enhance transparency, markets regulator Sebi on Tuesday revised disclosure requirements pertaining to debt and money market securities transactions for mutual funds. The new framework will come into effect from October 1, the Securities and Exchange Board of India (Sebi) said in circular. Now, the regulator has asked mutual funds to disclosedetails of debt andmoneymarketsecurities transactedin their schemes portfolio, including inter-scheme transfers, on a dailybasis witha time lag of 15 days in a prescribed format. At present, a time lag of 30 days has been been allowed. Under the new disclosure format, fund houses need to mention about name of the security, type of security, most conservative rating of security at thetime of transaction, if applicable,name of the rating agency and transaction type. Among others, they need to disclose aboutlisted status of security, name of mutual fund,scheme name, type of scheme, residual days to final maturity, deemed maturity date,

Ease information disclosure norms for privately placed NCDs: FIDC

At present SEBI rules require standalone financial information for at least last three years and auditor qualifications from the entity seeking to issue NCDs