Page 46 - Securities And Exchange Board Of India

Sebi bans transfer of clients' securities to demat accounts of brokers

In November, the watchdog barred KSBL from taking new brokerage clients after it was found that the brokerage firm had allegedly misused clients' securities to the tune of more than Rs 2,000 crore.

Sebi proposes stricter framework for corporate bonds, debenture trustees

Sebi has also suggested that NBFCs create charge on the identified assets for every bond issue

Increase in public float of listed firms to 35% may see action next fiscal

Market regulator SEBI has to submit a report to the Finance Ministry on the current Budget proposal to consider raising the current threshold of 25% to 35%

Sebi's review of margin framework expected to lower hedging costs

Strategies using opposing option contracts to see lower margin

Wanted: Plain tales from the government

Hardly a month goes by without some prominent former member of the second rung of government - the first rung is the ministers - sallying forth in a quiet baritone

Sebi probe finds violation of listing and disclosure norms by Sun Pharma

Allegations of fund diversion not confirmed

Regulatory confusion

Curbs on investment advisers may not address mis-selling

PMS players experiment with pay-only-for-profit model, skip fixed fees

The model has emerged during a period of regulatory change

Trailing payouts catch Sebi attention, regulator examining divergence

This is part of its examining instances of divergence between first-year and subsequent commission payouts in some MF schemes, according to people aware of the matter

Sebi okays proposal to segregate investment advisory, distribution services

While an individual investment adviser will have no option of offering distribution services separately, corporate entity may have leeway as long as it keeps segregation at the client-level.

Custodians to call on Sebi to clear haze around new CAF norms for FPIs

The key issue vexing the custodians is the requirement to fill in tax details on behalf of FPIs, an area where they lack expertise and which is currently handled by the tax consultants

Sebi to come out with circular to prevent Karvy-like incidents: Ajay Tyagi

Tyagi said also said KSBL has told the NSE that it would pay fund shortfall of Rs 678 crore by March

Sebi set to relax investment manager eligibility norms for InvITs

Sebi will now allow a combined relevant experience of at leat 30 years of directors, partners and employees of the investment manager, even if it is a newly created entity

Sebi to tighten eligibility norms for investment advisers, cap fees

Sebi will also introduce enhanced eligibility criteria for registration as an investment adviser including for networth qualification and experience

Sebi issues show-case notice to 2 former senior executives of CARE Ratings

This is for the alleged interference in rating action of YES Bank and DHFL

HDFC Bank refuses to entertain BMA clients' plea to return shares

Some investors had even threatened to move Reserve Bank of India (RBI) and Securities Appellate Tribunal (SAT) against HDFC Bank, if it didn't return the shares.

Mainak resigns as CARE Ratings chief after Sebi asks for his removal

Consultancy firm EY earlier this week gave Sebi a report recording employee statements, WhatsApp messages and call recordings of CARE employees

Confusion over new rules on standardised return metrics for PMS players

Service providers are looking for clarity on how standardisation should be approached and are seeking Sebi's advice on the matter

A change for the better

Tensions from stewardship code will aid corporate governance

Sebi issues show cause notices to NSE over appointment of Anand Subramanian

Sebi's notices to the NSE come almost three years after Subramanian's departure