Page 44 - Latest Updates on SEBI
Sebi chief assures of no systemic risk despite tariff-induced selloff
Pandey - who took charge of Sebi last month - touted the country's settlement system as unique where trade clearing houses of both the National Stock Exchange of India Ltd. and BSE Ltd
 "Sebi chief assures of no systemic risk despite tariff-induced selloff")
Sebi sets up high-level committee to review conflict of interest provisions
Former IAS & CVC Pratyush Sinha to chair the six-member high-level committee
 "Sebi sets up high-level committee to review conflict of interest provisions")
Sebi clarifies regulatory framework for Specialized Investment Funds
Sebi said the rules regarding the maturity of securities in interval schemes will not apply to interval investment strategies under SIF
 "Sebi clarifies regulatory framework for Specialized Investment Funds")
Sebi eases FPIs' disclosure norms; doubles assets threshold to Rs 50,000 cr
Accordingly, it has been decided to increase the threshold under size criteria from Rs 25,000 crore to Rs 50,000 crore, the Securities and Exchange Board of India (Sebi) said in a circular
Union AMC plans SIF, AIF, and GIFT City foray, says CEO Madhu Nair
The AMC, which manages around ₹20,000 crore in its MF schemes, has set a ₹1 trillion assets under management (AUM) target for the next 5 years
 "Union AMC plans SIF, AIF, and GIFT City foray, says CEO Madhu Nair")
Sebi directs entities to use '1600' phone number series for service calls
By adopting the '1600' number series, investors will be able to easily identify and attend calls from Sebi-regulated entities, thereby reducing the chances of falling victim to financial scams
Sebi announces launch of official X account for updates, notifications
Accordingly, Sebi will be posting notifications relating to regulations, orders, circulars and press releases on the handle which will also be available on the regulator's website
CDSL to deposit Rs 3 cr as financial disincentive for technical glitches
The depository on Tuesday stated that Sebi's directions will have no impact on its operations or other activities
 "CDSL to deposit Rs 3 cr as financial disincentive for technical glitches")
Retail investors give Mazagon Dock OFS a miss; Sebi imposes fine on R-Sec
The Securities and Exchange Board of India (Sebi) on Monday imposed a penalty of ₹7 lakh on Reliance Securities for alleged lapses in complying with stock brokers regulation
 "Retail investors give Mazagon Dock OFS a miss; Sebi imposes fine on R-Sec")
Sebi fines Rs 7L on Reliance Securities for flouting stock brokers' norms
The direction came after the Securities and Exchange Board of India (Sebi) conducted an inspection of Reliance Securities
 "Sebi fines Rs 7L on Reliance Securities for flouting stock brokers' norms")
With an eye on SIF foray, PMS, AIFs queue up for mutual fund licence
Nuvama Wealth, Marcellus Investment Managers among new MF applicants
 "With an eye on SIF foray, PMS, AIFs queue up for mutual fund licence")
Market regulator Sebi issues framework for return verification agency
Agency will verify the claims made by investment advisors, research analysts, and algo providers
 "Market regulator Sebi issues framework for return verification agency")
Sebi brings standardized format for system, network audit reports of MIIs
This will apply to audits conducted from the fiscal year 2024-25, or the second half of the fiscal year, depending on the audit frequency
Finideas Growth Fund, 3 others pay Rs 12.75 lakh to settle case with Sebi
Sebi observed that Finideas Growth Fund, an AIF, exceeded the permissible investment cap of 10% of its net investable funds in a single company between May 31, 2023, and July 31, 2023
 "Finideas Growth Fund, 3 others pay Rs 12.75 lakh to settle case with Sebi")
Swastika Infra files papers with Sebi to raise Rs 200 cr through IPO
Swastika Infra is an engineering, procurement and construction (EPC) company, specialising in the execution of power distribution infrastructure projects
 "Swastika Infra files papers with Sebi to raise Rs 200 cr through IPO")
Sai Infinium files draft papers with Sebi to raise funds through IPO
The Gujarat-based company's IPO is entirely a fresh issue of 1.96 crore equity shares with no offer-for sale (OFS) component, according to the draft papers filed on Wednesday
 "Sai Infinium files draft papers with Sebi to raise funds through IPO")
Sebi grants exemption to govt from open offer in beleaguered Voda Idea
Following the decision to convert spectrum dues into equity stake in the company, the shareholding of the government will surge to 48.99 per cent in Vi
Sebi exempts government from open offer obligation in Vodafone Idea deal
The increase in shareholding of GoI to 48.99 per cent would in ordinary course trigger an open offer obligation under the Takeover Rules, but the regulator has granted an exemption to the government
 "Sebi exempts government from open offer obligation in Vodafone Idea deal")
Sebi introduces document number verification system for transparency
Markets regulator Sebi on Thursday launched a 'document number verification system' to ensure verifiability of all documents issued by it.
Sebi launches system to verify authenticity of notices and summons
Sebi warns NSDL for compliance on centralised database