Page 46 - Latest Updates on SEBI
Blackstone-backed ASK gets Sebi approval to enter mutual fund business
Blackstone-backed ASK Asset & Wealth Management Group on Friday said it has received an in-principle approval from the markets regulator Sebi to start its mutual fund business.
 "Blackstone-backed ASK gets Sebi approval to enter mutual fund business")
Ardee Engineering files draft papers with Sebi for ₹580 crore IPO
The IPO of the Hyderabad-headquartered company consists of a fresh issue of equity shares worth ₹500 crore and an Offer-for-Sale (OFS) of ₹80 crore by the promoter Chandra Sekhar Moturu
 "Ardee Engineering files draft papers with Sebi for ₹580 crore IPO")
NSE defers switching to Monday expiry after Sebi's consultation paper
The shift, which was scheduled to take effect on April 4, 2025, would have seen all index and stock derivative contracts move from Thursday to Monday
 "NSE defers switching to Monday expiry after Sebi's consultation paper")
Markets Today: FIIs; Sebi proposal; Trump tariffs; Gold; Active, Rapid IPOs
FY25 wrap: At 6:34 AM, GIFT Nifty Futures were down 28 points at 23,749, suggesting a negative start
 "Markets Today: FIIs; Sebi proposal; Trump tariffs; Gold; Active, Rapid IPOs")
NSE IPO hangs in the balance as Sebi flags regulatory gaps in fresh letter
In a detailed communication, regulator spells out areas that bourse has to address before it goes for an IPO
 "NSE IPO hangs in the balance as Sebi flags regulatory gaps in fresh letter")
Insider trading glare on senior IndusInd Bank officials. What do rules say?
Between May 2023 and June 2024, IndusInd Bank CEO Sumant Kathpalia sold nearly 950K shares valued at approximately Rs 134 cr, while Dy CEO Arun Khurana sold 550K shares worth around Rs 82 cr
 "Insider trading glare on senior IndusInd Bank officials. What do rules say?")
Pre-clearance seen as key defence for IndusInd Bank execs in Sebi probe
Sebi probes potential insider trading in bank's share sales
 "Pre-clearance seen as key defence for IndusInd Bank execs in Sebi probe")
Helmet maker Studds Accessories files preliminary IPO papers with Sebi
This marks the company's second attempt to go public. Previously, the company had filed draft papers nearly seven years ago
 "Helmet maker Studds Accessories files preliminary IPO papers with Sebi")
Sebi fines investment advisor for 'sensational' YouTube captions
Sebi highlighted multiple lapses, including the firm's failure to conduct an annual audit and its practice of charging clients fees in both fixed and assets-under-advice (AUA) modes
 "Sebi fines investment advisor for 'sensational' YouTube captions")
Sebi allows trading in Bharat Global Developers shares with conditions
The latest order came after several investors lodged complaints that their investments are stuck, as the suspension of trading in shares of BGDL prevents them from liquidating
 "Sebi allows trading in Bharat Global Developers shares with conditions")
Axis AMC, five others settle frontrunning-related case with Sebi
According to Sebi's settlement regulations, cases can be settled without admitting or denying the allegations
 "Axis AMC, five others settle frontrunning-related case with Sebi")
All above board: Sebi's move on disclosures a step in the right direction
Sebi board has decided to constitute a high-level panel, which will comprehensively review "the provisions relating to conflict of interest, disclosures pertaining to property, investments, etc
 "All above board: Sebi's move on disclosures a step in the right direction")
Sebi takes a fresh regulatory stance under Tuhin Kanta Pandey's leadership
Pivots towards transparency and ease of doing business
 "Sebi takes a fresh regulatory stance under Tuhin Kanta Pandey's leadership")
Sebi slaps Rs 35 lakh on 7 entities for indulging in non-genuine trades
The orders came after the Sebi observed large-scale reversal of trades in the illiquid stock options segment of BSE, leading to the creation of artificial volume
 "Sebi slaps Rs 35 lakh on 7 entities for indulging in non-genuine trades")
Sebi proposals seek orderly conduct in F&O market amid volatility
Even as its proposed measures and those announced last year have helped, Sebi will need to be fleet-footed in its regulation and supervision of this market
Sebi to set up panel to review conflict of interest of top officials
Regulator doubles threshold for FPI disclosures; unveils several initiatives to simplify regulatory processes
 "Sebi to set up panel to review conflict of interest of top officials")
Sebi to launch settlement scheme for brokers linked to algo lapses
Over 100 brokers may need to pay Rs 1 lakh each as settlement amount
 "Sebi to launch settlement scheme for brokers linked to algo lapses")
Sebi reviews appointment process, cooling-off period for MII key officials
Sebi also reviewed the process for appointing Public Interest Directors (PIDs) on the governing board of MIIs
 "Sebi reviews appointment process, cooling-off period for MII key officials")
DIC India pays Rs 34.32L to settle disclosure norm violation case with Sebi
DIC India, a manufacturer of printing inks and allied products, had filed suo motu settlement applications in terms of the Sebi's (Settlement Proceedings) regulations
New Sebi chief Pandey's first board meeting: Key decisions and changes
Under new chief Tuhin Kanta Pandey, Sebi hikes disclosure bar for FPIs to Rs 50,000 crore in equity AUM, allows year-long advance fees for RAs/IAs, and reviews conflict of interest disclosure norms
 "New Sebi chief Pandey's first board meeting: Key decisions and changes")