Page 34 - Securities And Exchange Board Of India

Sebi permits FPIs to deal in exchange-traded commodity derivatives

The regulator has also prescribed a working group to examine whether measures towards any additional risk management are required to be prescribed for FPIs

Sebi board may clear decks for FPI entry into commodity derivatives segment

The long-awaited move is aimed at boosting liquidity and efficiency at domestic commodity bourses, even as concerns remain if this would make markets more volatile

Sebi slaps Rs 12 cr penalty on Sahara group firms in OFCD issue matter

Asserts that by representing the OFCD as pvt placement, issuers deprived subscribers of various measures of investor protection

MSCI maintains status quo on Asia during annual mkt classification review

India - the sixth biggest stock market globally in terms of market capitalisation - is also classified as emerging market by the MSCI

HC rejects Dish TV plea against YES voting rights, says no case made out

A bench led by Justice GS Patel and Justice MJ Jamdar said World Crest Advisors, Dish TV promoter group entity, had not made any case in its plea against YES Bank, and was dismissing the appeal

The complex world of regulators

Independent and continued evaluation of statutory regulatory agencies is necessary and important for feedback to regulators and Parliament

SAT gives ICEX another chance, quashes withdrawal of permanent recognition

Tribunal says 'the ship may be sinking but the leakages can be plugged', pulls up Sebi for concluding exit of top officials would necessarily lead to closure of the exchange

Sebi orders attachment of bank, demat accounts of Rose Valley Hotels

This recovery proceeding has been initiated against them to recover Rs 1,006.70 crore collected by the company through the issuance of non-convertible debentures (NCDs) to investors

Sebi clears decks for IPO of 100-year-old lender Tamilnad Mercantile Bank

It's a fresh issue-cum-OFS; Axis Capital, Motilal Oswal Investment Advisors and SBI Capital Markets are book running lead managers

Passive approach

Sebi's plans will offer more options to investors

Confusing Sebi rules

Any buy/sell advice, including a model portfolio, should be the domain of research analysts while holistic financial planning and asset allocation should be that of investment advisors

Walmart's PhonePe set to acquire WealthDesk, OpenQ for about $70 mn

PhonePe to acquire WealthDesk and OpenQ for about $50 million and $20 respectively according to the sources. PhonePe has invested over $60 M on acquisitions as per the data analytics platform Tracxn

Sebi to set up FPI expert panel soon; single window to address concerns

Experts said the advisory committee will help smoothen the implementation of key policies

Street signs: IPOs continue to roll on, no data for new HNI category & more

This week, three initial public offerings (IPOs) hit the market

UPL pays Rs 19.5 lakh to settle auditor appointment case with Sebi

The company settled the proceedings initiated against it after paying Rs 19.5 lakh towards settlement charges

Ambuja acquisition could be LIC's windfall; acquirer to make open offer

LIC owns 6.3 per cent stake worth Rs 4,602 crore in Ambuja Cements and 5.66 per cent stake worth Rs 2,445 crore in ACC

Sebi penalises nine entities for manipulating Ruchi Soya stock prices

It was found that seven out of these nine entities were holding net long positions in the scrip of Ruchi Soya as on September 27, 2012

Sebi asks bourses, MIIs to submit info on major non-compliances in systems

Under the new guidelines, MIIs are required to conduct system and network audit as per the framework and Terms of Reference specified by the regulator

Sebi penalises four individuals for manipulating Viaan Industries' stocks

Bollywood actress Shilpa Shetty Kundra and her husband Raj Kundra are the promoters of Viaan Industries Limited (VIL)

Sebi levies Rs 3.5 million fine on seven entities over non-genuine trades

By indulging in such trades in stock options, they violated the provisions of PFUTP (Prohibition of Fraudulent and Unfair Trade Practices) regulations