Page 112 - Latest Updates on SEBI
Sebi comes out with directive on regulatory fee for BSE; stock tanks 19%
Also, the exchange has been asked to remit the differential payment for past years with interest. Initial data provided by BSE suggest an outgo of Rs 165 crore plus GST by the exchange
 "Sebi comes out with directive on regulatory fee for BSE; stock tanks 19%")
Sebi bars Growpital, other related entities from securities markets
However, the regulator modified its earlier order and unfroze the bank accounts of agricultural investment platform Growpital's directors Rituraj Sharma, Gayatri Rinwa and Krishna Sharma
 "Sebi bars Growpital, other related entities from securities markets")
InGovern raises concern over Triveni Engineering's stake buy in Sir Shadi
The proxy advisory firm has said the Securities and Exchange Board of India (Sebi) should appoint an independent valuer to determine the fairness of the offer price of TEIL
 "InGovern raises concern over Triveni Engineering's stake buy in Sir Shadi")
FIU notifies fresh terror financing reporting alerts for capital markets
These new guidelines have been issued under the provisions of the Prevention of Money Laundering Act (PMLA) during the 2022-23 financial year and published in a recently released report
 "FIU notifies fresh terror financing reporting alerts for capital markets")
Sebi allows AIFs to pledge shares in companies that invest in infra sector
In a separate circular, the regulator has provided more flexibility to AIFs and their investors to deal with unliquidated investments of their schemes
Indices snap 5-day winning run: Sensex ends over 600 points lower
The combined market capitalisation of all BSE-listed firms stood at Rs 404 trillion
 "Indices snap 5-day winning run: Sensex ends over 600 points lower")
BSE likely to shell out more as regulatory fee on options volume
The market regulator on Friday directed the exchange to pay regulatory fee on 'notional value' of annual turnover
 "BSE likely to shell out more as regulatory fee on options volume")
Front running case: Sebi bans 8 cos; impounds 'unlawful gain' of Rs 1.3 cr
Front-running refers to an illegal practice in the stock market where an entity trades based on advance information from a broker or analyst before information has been made available to its clients
Four entities pay Rs 3 crore to settle front running trade case with Sebi
The other three entities that settled the case with the Securities and Exchange Board of India (Sebi) are Bhavin Pankaj Doshi, Nitesh Kumar Jain and Atish Shah
 "Four entities pay Rs 3 crore to settle front running trade case with Sebi")
FirstCry set to withdraw $500 million IPO papers after regulatory scrutiny
For the year ended March 31, 2023, its losses jumped six times to $57.6 million, while its total income more than doubled to $684 million, its draft papers show
 "FirstCry set to withdraw $500 million IPO papers after regulatory scrutiny")
Crisil ESG Ratings receives market regulator Sebi approval for ESG scoring
The rating provider launched its ESG scoring business in 2021 and now tracks over 1,000 companies across 65 sectors
 "Crisil ESG Ratings receives market regulator Sebi approval for ESG scoring")
Invesco agrees to pay Rs 5 cr to Sebi for settlement in MF violation case
In an inspection conducted in 2021, the market regulator found that there was no clear segregation of activities between portfolio management activities and mutual fund activities of the firm
 "Invesco agrees to pay Rs 5 cr to Sebi for settlement in MF violation case")
Sebi extends cross-margin benefits for futures with different expiry dates
At present, the cross margin benefits are provided if both the correlated indices or an index and its constituents, as the case may be, have the same expiry day
TBO Tek, Awfis Space Solutions receive Sebi's approval to float IPO
Those selling shares in the OFS are promoters -- Gaurav Bhatnagar, Manish Dhingra and LAP Travel -- and investors -- TBO Korea and Augusta TBO
 "TBO Tek, Awfis Space Solutions receive Sebi's approval to float IPO")
12 offshore funds investing in Adani Group breached disclosure rules: Sebi
Sebi has issued notices to 12 offshore investors earlier this year associated with the Adani group, seeking clarification on the violations of disclosure requirements and investment limits
 "12 offshore funds investing in Adani Group breached disclosure rules: Sebi")
Speciality chemicals company Kronox Lab Sciences gets Sebi nod to float IPO
The proposed offer comprises an offer for sale (OFS) of 96 lakh equity shares by promoters -- Jogindersingh Jaswal, Ketan Ramani and Pritesh Ramani
 "Speciality chemicals company Kronox Lab Sciences gets Sebi nod to float IPO")
Stock exchange to administer and supervise research analysts: Sebi
Enlistment with stock exchange may become mandatory
NSE to launch derivatives on Nifty Next 50 Index starting April 24
The cash-settled derivatives contracts will expire on last Friday of expiry month
 "NSE to launch derivatives on Nifty Next 50 Index starting April 24")
Sebi comes out with standard reporting format for AIF PPM audit report
In a circular, Sebi said that the new reporting format will be hosted on the websites of the AIF associations which are part of SFA within two working days of issuance of this circular
 "Sebi comes out with standard reporting format for AIF PPM audit report")
LEEL case: Sebi slaps Rs 14 cr fine on 7 individuals for accounts fraud
They have to pay the fine within 45 days, failing which a 12 per cent per annum interest will be applicable from the expiry of 45 days till the date of actual payment