Page 146 - Latest Updates on SEBI
Putting all eggs in one basket
The dominance of banks in the mutual fund space raises questions about financial stability that require careful examination
 "Putting all eggs in one basket")
'Not possible' to straitjacket probe timelines: Sebi to Supreme Court
In its submission, Sebi plays down need to overhaul its functioning
 "'Not possible' to straitjacket probe timelines: Sebi to Supreme Court")
ESAF Small Finance Bank refiles IPO paper, lowers issue size to Rs 629 cr
ICICI Securities, DAM Capital Advisors Ltd and Nuvama Wealth Management Ltd have been appointed as merchant bankers to advise the bank on the IPO
 "ESAF Small Finance Bank refiles IPO paper, lowers issue size to Rs 629 cr")
Adani-Hindenburg case: Sebi defends rule change on offshore investors
The Supreme Court will hear the ongoing Adani-Hindenburg case on Tuesday. The regulator has until Aug. 14 to submit its report
SAT rejects Zee Entertainment promoters' appeal against Sebi order
Tribunal directs founders to respond within two weeks; asks Sebi to appoint new WTM to probe the matter
 "SAT rejects Zee Entertainment promoters' appeal against Sebi order")
Street Signs: Jolt for unlisted markets, Utkarsh SFB GMP at 60%, and more
IPOs of some of the recent small finance banks (SFBs) have not done so well. However, Utkarsh SFB looks set to buck the trend
 "Street Signs: Jolt for unlisted markets, Utkarsh SFB GMP at 60%, and more")
Sebi settles case of alleged unfair trade practices with individual
The individual paid Rs 45,99,600 as the settlement amount
 "Sebi settles case of alleged unfair trade practices with individual")
Union MF expects 50% growth in AUM, to reach Rs 15,000 cr mark by March
The company has been profitable for the past five years and closed FY23 with a net income of Rs 13 crore from an income of Rs 55 crore
 "Union MF expects 50% growth in AUM, to reach Rs 15,000 cr mark by March")
Bank of India plans share sale to meet Sebi's minimum public holding norms
State-owned Bank of India is exploring the possibility of share sale to investors over the next one year to meet the minimum public holding requirement of 25 per cent
 "Bank of India plans share sale to meet Sebi's minimum public holding norms")
Sebi's SCORES platform disposes of 3,079 complaints in June: Data
A total of 3,079 complaints against companies and market intermediaries have been disposed of through Sebi's SCORES platform in June.
JP Morgan Chase Bank settles FPI rules case with Sebi; pays Rs 22.10 lakh
JP Morgan Chase Bank N.A on Friday settled with markets regulator Sebi a case pertaining to alleged violations of FPI rules on payment of Rs 22.10 lakh towards the settlement amount
 "JP Morgan Chase Bank settles FPI rules case with Sebi; pays Rs 22.10 lakh")
Sebi clears path for self-sponsored AMCs, lists duties of trustees
The trustees can avail services of third parties like audit firms, legal firms and merchant bankers to fulfill certain responsibilities
Sebi imposes Rs 1 cr penalty on Fidelity Management for operating as FPI
The merger of FIMM into FMRC resulted in the cessation of the FPI registration of FIMM, while FMRC had not obtained an FPI registration
Sebi puts in place regulatory framework for mutual fund's sponsors
Capital market watchdog Sebi on Friday came out with a regulatory framework for private equity funds sponsoring a mutual fund house as well as for self-sponsored Asset Management Companies (AMCs)
Market regulator Sebi enhances accountability of mutual fund Trustees
Also, Trustees need to ensure that AMC has a system to prevent market abuse by its employees and connected entities
Sebi to auction two properties of Swar Agrotech on Aug 7 to recover money
Inviting bids, the Securities and Exchange Board of India (Sebi) said an auction of the properties will be conducted through online mode between 11 am and 1 pm on August 7
 "Sebi to auction two properties of Swar Agrotech on Aug 7 to recover money")
Sebi unveils new disclosure framework for issuers of debt securities
Markets regulator Sebi has notified rules for introducing the concept of general information and key information document to avoid multiple filings of documents by issuers of debt securities
FPI dealings in corporate debt: Sebi mulls 10% of trades via RFQ route
Move could boost liquidity, transparency
Moderating sales, valuations concerns pull down mutual fund deployment
Moderating sales, valuation concerns pull down deployment; net inflows from domestic equity funds at Rs 2,980 cr since April
 "Moderating sales, valuations concerns pull down mutual fund deployment")
Sebi seeks explanation from NSE over misuse of its TAP platform: Report
In 2013, some high-frequency traders manipulated the platform to execute 'thousands of orders' without being detected and crowding out other users
 "Sebi seeks explanation from NSE over misuse of its TAP platform: Report")