Page 79 - Latest Updates on SEBI
Adani Energy gets Sebi notice for alleged misclassification of shareholding
Adani Energy Solutions also stated that there were no other pending regulatory proceedings against the company except for the two show-cause notices
 "Adani Energy gets Sebi notice for alleged misclassification of shareholding")
Mutual fund units to fall under PIT regulations from November 1
The market regulator had issued the notification on the inclusion of MF units under PIT in November 2022, but it is being made effective now after consultation with industry bodies and members
 "Mutual fund units to fall under PIT regulations from November 1")
Sebi notice to Adani Energy for alleged mis-categorisation of shareholding
The group's renewable energy firm, Adani Green Energy Ltd, which also declared its second quarter earnings, did not receive any new notice from SEBI
 "Sebi notice to Adani Energy for alleged mis-categorisation of shareholding")
F&O cannot be a national pastime: Sebi whole-time member Ashwani Bhatia
Warns Sebi whole-time member Ashwani Bhatia as regulator takes steps to curb frenzy in derivatives segment
 "F&O cannot be a national pastime: Sebi whole-time member Ashwani Bhatia")
F&O trading can't be a pastime, investors need to be serious: Sebi member
The markets watchdog's study has revealed that 93 per cent of the trades result in a loss for retail investors, and Bhatia said it is the institutional investors who are making money in the process
 "F&O trading can't be a pastime, investors need to be serious: Sebi member")
Edelweiss Asset's former manager settles MF rule violation case with Sebi
Abhishek Gupta allegedly failed to ensure that the funds of the schemes were invested to achieve the objectives of the scheme and by doing so he allegedly violated mutual fund rules
 "Edelweiss Asset's former manager settles MF rule violation case with Sebi")
Private firm's three directors convicted for not following Sebi rules
Additional Sessions Judge Vandana Jain was hearing a 2001 case against Kisley Plantation Ltd, a company in East Patel Nagar, and its directors against whom SEBI had registered a case
 "Private firm's three directors convicted for not following Sebi rules")
Sebi clarifies on 3-in-1 accounts usage for online public issue application
A three-in-one trading account combines a savings account, a demat account, and a trading account into a single integrated solution
Exchanges to hold special trading session for holdcos on October 28
Sebi had issued the framework to address the gap at which these holdocs are traded and the intrinsic value of their holdings
 "Exchanges to hold special trading session for holdcos on October 28")
NSDL settles depository violation rule case with Sebi; pays Rs 3.12 crore
The Securities and Exchange Board of India (Sebi) received a settlement amount of Rs 3.12 crore from NSDL on October 14
India equity option traders hunt for new playgrounds as tighter rules loom
However, traders are not expected to have a smooth transition from options trading to other segments
 "India equity option traders hunt for new playgrounds as tighter rules loom")
BSE tumbles by over 5% after Jefferies downgrade stocks to 'underperform'
Many are hopeful that BSE may gain market share from the spillover trades into the continuing weekly products
 "BSE tumbles by over 5% after Jefferies downgrade stocks to 'underperform'")
MF licence aspirant list swells with new wave of AMCs ready to roll
New applications serve as launchpad for diversifying business and expanding capital market reach
 "MF licence aspirant list swells with new wave of AMCs ready to roll")
Corporate bond funds: High credit quality, moderate duration risk
According to the Securities and Exchange Board of India (Sebi), corporate bond funds must allocate at least 80 per cent to corporate bonds rated AA-plus or higher
 "Corporate bond funds: High credit quality, moderate duration risk")
Sebi considers allowing Associations of Persons to open demat accounts
The proposal if implemented would promote ease of doing business and encourage the shift from physical to electronic holdings of securities
Sebi to auction Rose Valley's 27 properties worth Rs 63.26 cr on Nov 25
The properties to go under the hammer include flats, buildings, land parcels and hotels located in West Bengal and Bihar, the Securities and Exchange Board of India (Sebi) said in a notice
Sebi introduces liquidity window facility for investors in debt securities
The liquidity window facility allows investors holding listed debt securities to sell them back to the issuer using a put option on specific dates, ensuring liquidity
Sebi decides to make sales proceeds available to FPIs on settlement day
FPIs previously reported delays in their access to sale proceeds beyond the standard 'T+1' (trading plus one) settlement date
Sebi to auction 15 properties on Nov 19 with Rs 11.89 cr reserved price
The move is part of Sebi's efforts to recover money collected by these companies from investors in violation of norms
Sebi raises overall position limits for trading members in F&O segment
The position limits will be applicable for index futures and index options separately as it is the current practice, Sebi said