Page 143 - Latest Updates on SEBI
Unifi Capital, 7 individuals pay Rs 38 lakh to settle case with Sebi
Unifi Capital and seven individuals have settled with capital markets regulator Sebi a case pertaining to the alleged violation of AIF rules on payment of Rs 38 lakh
 "Unifi Capital, 7 individuals pay Rs 38 lakh to settle case with Sebi")
Sebi imposes Rs 13 lakh fine on two former executives of Wockhardt
Market regulator Sebi has imposed penalties totalling Rs 13 lakh on two former executives of Wockhardt for flouting insider trading norms
Sebi at work: Curbs on account aggregator usage, commodity brokers barred
The markets regulator on Tuesday amended its previous circular on trading preferences between exchanges
Sebi floats consultation paper to improve Account Aggregator framework
Sebi on Tuesday came out with a proposal on collating and defining use cases of Financial Information Users (FIUs) in the Account Aggregator framework in securities markets
Investment firm attempts to sell assured return product to Sebi official
Capital markets regulator Sebi has imposed a penalty of Rs 12 lakh on investment adviser Investment Visor for promising assured returns
Sebi's recent rules increase costs, compliance burden on companies
Companies are struggling to prepare themselves for the new regulations, some of which will take effect in a few months
 "Sebi's recent rules increase costs, compliance burden on companies")
Man Industries settles forensic audit disclosure lapses case with Sebi
The matter was settled after the company paid Rs 8.79 lakh towards the settlement amount, according to an order passed by the Securities and Exchange Board of India (Sebi)
Sebi asks MIIs to develop common Online Dispute Resolution Portal
The MIIs-- stock exchanges, depositories and clearing corporations-- will have to make joint efforts to develop and operationalize the ODR Platform, Sebi said in a circular
Shooting sparrows with cannons?
Sebi's amendments aimed at strengthening corporate governance fail to reconcile the virtues of public disclosure and protection of private domains
 "Shooting sparrows with cannons?")
Sebi slaps fine on two former DHFL promoters for flouting disclosure norms
Individually, the regulator levied a penalty of Rs 10 lakh each on Kapil Wadhawan and Dheeraj Wadhawan, who were promoters of DHFL (now known as Piramal Finance)
SAT declines to grant any immediate relief to Yes Bank's Rana Kapoor
Refusing to grant a stay on the notice, the tribunal pointed out that there was no urgency and asked the original matter to be heard as scheduled previously
 "SAT declines to grant any immediate relief to Yes Bank's Rana Kapoor")
Market regulator Sebi looks to ease burden of compliance for India Inc
Implementation standards, doing away with board evaluation among measures planned
Sebi initiates process to hire 2 executive directors, invites application
The appointment of executive director will either be on a deputation or contractual basis, for a period of three years, the regulator said in a public notice
Sebi bans Excel Realty N Infra, 4 others from securities mkt for upto 2 yrs
Sebi has barred five entities, including Excel Realty N Infra and its promoters, from the securities market for up to two years and levied a fine totalling Rs 1.75 crore on them
No proposal to curb retail participation in derivatives trading: Sebi
Citing what it said were speculative media reports, SEBI said in a statement, "It is clarified that there is no proposal to curb retail participation in derivative markets"
Sebi seeks curbs to limit retail investors' derivatives risk: Reports
With Indian share prices near record highs, drawing increased retail investor interest, the regulator is concerned smaller players could suffer losses on derivatives if markets turn volatile
 "Sebi seeks curbs to limit retail investors' derivatives risk: Reports")
SAT quashes Sebi's fine of Rs 25 cr on Mukesh Ambani, Anil Ambani, others
SAT set aside a Sebi order that imposed a Rs 25 crore penalty on industrialists Mukesh Ambani, Anil Ambani and other entities for non-compliance with takeover norms in Reliance Industries case
Additional Tier-1 bond issuances by banks likely to decline in FY24
Mutual funds stays away after Sebi valuation norm change
 "Additional Tier-1 bond issuances by banks likely to decline in FY24")
Sebi exempts 3 trusts from making open offer to Taj GVK Hotels shareholders
Markets regulator Sebi on Wednesday exempted three trusts from making an open offer to the shareholders of Taj GVK Hotels and Resorts Ltd after their proposed acquisition of a 49.44% stake
Schneider Electric withdraws appeal from SAT against Sebi's order
Company will have to follow Sebi's January 2021 directions within six months
 "Schneider Electric withdraws appeal from SAT against Sebi's order")