Page 153 - Latest Updates on SEBI
Adani case: Is Sebi's step to seek foreign fund details PR move, asks Cong
Congress said the SEBI has asked for details of financial institutions owning certain foreign fund
 "Adani case: Is Sebi's step to seek foreign fund details PR move, asks Cong")
Sebi seeks identification of parent institutions of FPIs as legal entities
Though no official circular has been issued by the market watchdog, the efforts are being seen in the light of identifying the actual entity operating these FPIs
 "Sebi seeks identification of parent institutions of FPIs as legal entities")
Sebi mulls removing differential treatment of investor classes in AIFs
Some schemes have been found to follow a model in which one class of investors, often a junior class, shares losses beyond the ratio of its contributions than a senior class of investors
Markets regulator mulls prohibiting differential treatment to AIF investors
The Securities and Exchange Board of India (Sebi) had sought comments from the public till July 4 on the proposal
 "Markets regulator mulls prohibiting differential treatment to AIF investors")
SpiceJet to get partial relief from Sebi after debt recast deal with lessor
Airline won't have to appoint independent valuer but Carlyle will need to follow six-month lock-in
 "SpiceJet to get partial relief from Sebi after debt recast deal with lessor")
HDFC-HDFC Bank merger: HDFC AMC receives Sebi approval to change control
Earlier in April, the company announced that the merger will be completed by July this year
 "HDFC-HDFC Bank merger: HDFC AMC receives Sebi approval to change control")
TMS Ep439: Sebi's Adani probe, Delhi Metro, paint & tyre stocks, Hawala
What next in Sebi's Adani probe? How will cops in Delhi Metro affect you? Is it time to book profit in paint, tyre stocks? What is Hawala? All answers here
 "TMS Ep439: Sebi's Adani probe, Delhi Metro, paint & tyre stocks, Hawala")
Regulators will drive the ESG agenda
Sebi made ESG reporting using the BRSR (business responsibility and sustainability reporting) framework mandatory for the top 1,000 listed companies from FY23 onwards
Sebi slaps Rs 41 lakh fine on 3 entities for violating market norms
The order came after Sebi carried out an investigation to ascertain possible misutilisation of proceeds of the preferential allotments made by AMFL
 "Sebi slaps Rs 41 lakh fine on 3 entities for violating market norms")
Sebi tweaks method for calculating Settlement Guarantee Fund in commodity
Capital markets regulator Sebi on Tuesday revised the methodology for clearing corporations with regard to computation of core Settlement Guarantee Fund corpus in commodity derivatives segment
Rule prohibiting investment by opaque funds done away by Sebi: Cong
Congress alleged that rule prohibiting investment by opaque funds was done away with by Sebi on weak grounds
 "Rule prohibiting investment by opaque funds done away by Sebi: Cong")
Burden of proof
Proposed regulation for unlawful trades will not work
 "Burden of proof")
Wockhardt, directors settle case with Sebi, pays Rs 76 lakh for settlement
They had proposed to settle the pending proceedings, without admitting or denying the findings of fact and conclusions of law, through a settlement order, as per Sebi
 "Wockhardt, directors settle case with Sebi, pays Rs 76 lakh for settlement")
Sebi asks REITs, InviTs to hold securities of SPVs, Holding Cos in demat
To encourage ease of doing business and improve transparency, capital markets regulator Sebi asked REITs and InvITs to hold securities of holding companies and SPVs in dematerialized form only
 "Sebi asks REITs, InviTs to hold securities of SPVs, Holding Cos in demat")
Sebi proposals to deal with suspicious trading will curb fraud: Experts
Sebi's proposed regulatory framework to deal with unexplained suspicious trading patterns will help in detecting activities involving evasive tactics, experts said
Sebi moots proposal to strengthen investor grievance mechanism SCORES
Capital markets regulator Sebi is looking to strengthen the investor grievance handling process through the SCORES system and integrate the same with the online dispute resolution mechanism
Protect small investors against profiteering by short-sellers
Targeted short selling like the Hindenburg-Adani episode is relatively new in India, and has serious repercussions for small investors that need to be taken care of
 "Protect small investors against profiteering by short-sellers")
Sebi proposes measures to contain price volatility on shares in derivative
Capital markets regulator Sebi came out with a proposal to strengthen the existing price band formulation for scrips in the derivatives segment to deepen volatility management
 "Sebi proposes measures to contain price volatility on shares in derivative")
The board should set the tone on governance
Financial institutions have limited choice. The central bank is increasingly looking at governance while evaluating the effectiveness of the board and senior management
 "The board should set the tone on governance")
Sebi proposes curbs on extreame price movements in derivative-linked shared
India's market regulator proposed measures to contain extreme price movements in shares on which futures and options trade, including longer trading suspensions and restricting price movements