Page 287 - Latest Updates on SEBI
Sebi streamlines settlement norms to make process faster, more effective
Sebi said instead of issuing settlement notice under the regulations, a paragraph will be included in the show cause notice informing the noticee about the option to file a settlement application
 "Sebi streamlines settlement norms to make process faster, more effective")
YES Bank shares fall below FPO price of Rs 12; stock slips 58% in 13 days
The stock slipped 10% to Rs 11.10 levels in early morning trade on the BSE.
 "YES Bank shares fall below FPO price of Rs 12; stock slips 58% in 13 days")
Sebi starts one-time settlement opportunity in illiquid stock option cases
After the expiry of the scheme, entities who do not avail the one-time settlement opportunity will be liable for action
YES Bank FPO: Several brokers under Sebi scanner over share freeze
Over 12.5 billion new shares issued in the FPO commenced trading on Monday
 "YES Bank FPO: Several brokers under Sebi scanner over share freeze")
Sebi extends relaxation in procedural norms for open, buyback offers
The regulator, in May, had granted one-time relaxations from strict enforcement of SAST Regulations and norms for buyback of securities through open and buyback tender offers
Sebi slaps Rs 1 cr fine on CARE Ratings over lapses in RCom case
In May 2017, CARE Ratings downgraded the ratings assigned to non-convertible debentures (NCDs) issued by RCom to default
 "Sebi slaps Rs 1 cr fine on CARE Ratings over lapses in RCom case")
Top headlines: Mistry family in talks for funds, Google ups lending biz
Economic Affairs Secretary Tarun Bajaj says he is certain that a V-shaped economic recovery will take a year.
 "Top headlines: Mistry family in talks for funds, Google ups lending biz")
Retail at risk
Small investors should listen to Sebi chairman's advice
 "Retail at risk")
Sebi allows OFS, rights entitlement transactions during trading window
Under market norms, listed companies need to use a trading window to monitor transactions by designated persons in a bid to prevent insider trading
Market regulator directs MFs to trade corporate bonds on exchanges
Move aimed at improving transparency and price discovery
Make gradual entry in mkts, understand risks: Sebi chief to small investors
Ball is in govt's court, says Sebi chairman on using demat accounts for investing in G-secs
 "Make gradual entry in mkts, understand risks: Sebi chief to small investors")
Sebi amends insider trading norms; entities to maintain database on UPSI
This comes after the board of Sebi approved a proposal in this regard last month
NCDEX to launch 'Options on Goods' contracts of 3 commodities from July 27
SEBI in January 2020 had allowed exchanges to launch 'Options in Goods' in their commodity derivatives segment
 "NCDEX to launch 'Options on Goods' contracts of 3 commodities from July 27")
Measures to curb market volatility amid Covid-19 to stay till Aug 27: Sebi
On March 20, the regulator had come out with various measures, including revision of market wide position limit, to ensure orderly trading and settlement to contain high market volatility
Ex-DIPP secy Ramesh Abhishek hasn't applied for Sebi Chairman post: Govt
The development comes amid speculation that he is one of the top contenders for the post of Sebi chief
 "Ex-DIPP secy Ramesh Abhishek hasn't applied for Sebi Chairman post: Govt")
Former DIPP Secy Ramesh Abhishek has not applied for SEBI chief post: Govt
The development comes amid speculations that he is one of the top contenders for the post of Sebi chief.
 "Former DIPP Secy Ramesh Abhishek has not applied for SEBI chief post: Govt")
Investor groups for easier refund norms, demand participative procedure
They said the procedure should be amended to make it more participative for those affected, and rules for restitution should be made simpler
 "Investor groups for easier refund norms, demand participative procedure")
Market regulator issues guidelines on leveraged intra-day trades
The regulator has asked brokers to collect upfront so-called value at risk (VaR) margin and extreme loss margin (ELM) even for trading in the equity cash segment.
SAT stays order against Edelweiss broking, temporary relief for DHFL
Tribunal asks NSE and Edelweiss to submit replies on Rs 1.8 cr penalty slapped by the exchange on the broker; in DHFL case, Sebi told to halt recovery proceedings against the firm
 "SAT stays order against Edelweiss broking, temporary relief for DHFL")
Sebi dismisses RTI appeal in Franklin Templeton MF's wind-up case
Sebi also observed that as a stock market regulator, it conducts investigation to examine alleged or suspected violation of laws and regulations
 "Sebi dismisses RTI appeal in Franklin Templeton MF's wind-up case")