Page 65 - Latest Updates on SEBI
Brickwork Ratings settles matter with mkt regulator Sebi for Rs 1.54 crore
In January 2020, Sebi and the Reserve Bank of India had undertaken a joint inspection of Brickwork, where the two regulators found "several irregularities"
 "Brickwork Ratings settles matter with mkt regulator Sebi for Rs 1.54 crore")
Cong accuses coverup, urges Sebi to take strict action on Adani group
"While any settlement would be proof of guilt, which vindicates our 'Hum Adani Ke Hain Kaun' campaign, it also appears to be heading towards a light slap on the wrist under the direct patronage
 "Cong accuses coverup, urges Sebi to take strict action on Adani group")
'Overreach': USISPF, Nasscom on Sebi's specified digital platform plan
The proposal followed Sebi's mandate restricting the association of registered entities in the securities market with those who are unregistered or not covered under the ambit of the market regulator
 "'Overreach': USISPF, Nasscom on Sebi's specified digital platform plan")
Sebi revises guidelines on mobile and e-mail alerts for investors
The updated rules, effective immediately, aim to strike a balance between regulatory compliance and operational flexibility for brokers
 "Sebi revises guidelines on mobile and e-mail alerts for investors")
Quant Mutual Fund to get new CEO as it strengthens leadership team
However, the fund house has not revealed the name. The new CEO will likely take charge by April 2025, according to the company
 "Quant Mutual Fund to get new CEO as it strengthens leadership team")
Sebi proposes online monitoring of stock brokers' system audit by exchanges
Exchanges will have to ensure that auditors conduct physical visits to the premises of the stock broker. Further, they will have to develop a web portal to monitor and supervise the process
 "Sebi proposes online monitoring of stock brokers' system audit by exchanges")
Adani-linked firms file settlement bids in Sebi's public shareholding probe
Adani-linked individuals, including Vinay Prakash, a director at Adani Enterprises, and Ameet Desai, a director at Ambuja Cements, have each offered Rs 3 lakh to settle the case
 "Adani-linked firms file settlement bids in Sebi's public shareholding probe")
Sebi cracks down on finfluencers; 'Baap of Charts' among seven banned
Sebi also found that Ansari was assuring returns, undertaken with an intent to influence the clients to purchase "educational courses' offered through Baap of Chart
 "Sebi cracks down on finfluencers; 'Baap of Charts' among seven banned")
Sebi nod to seven public offers paves way for over Rs 12K crore fundraise
All seven issues, which received the nod last week, are a combination of fresh issue and offer for sale
 "Sebi nod to seven public offers paves way for over Rs 12K crore fundraise")
AIFs seek tax passthrough to compete with emerging 'new asset class'
Plan to make representation to finance ministry, Sebi for level playing field
 "AIFs seek tax passthrough to compete with emerging 'new asset class'")
Sebi issues notice for attachment of bank accounts of Rbep Entertainment
In its order, Sebi directed the attachment of all accounts, lockers, and proceeds due, along with freezing any debits from the accounts
Torrent Power opens equities on QIP basis at Rs 1,555.75 apiece floor price
The fund raising committee of the board, at its meeting held on December 2 has, inter alia, considered and approved authorising the opening of the issue today
 "Torrent Power opens equities on QIP basis at Rs 1,555.75 apiece floor price")
Sebi orders bank, demat accounts' attachment of Reliance Big Entertainment
The attachment notice came after Reliance Big Entertainment failed to pay the fine imposed on it by the markets watchdog
NSDL gets Vijay Chandok, financial market veteran as its new MD and CEO
NSDL is a Sebi-registered market infrastructure institution offering a wide range of products and services to the financial and securities markets in India. Following the introduction of the Depositor
 "NSDL gets Vijay Chandok, financial market veteran as its new MD and CEO")
Markets Today: GDP; Sensex, Bankex new expiry day; Enviro Infra IPO listing
Thursday's session proved challenging for domestic markets, with benchmarks plunging sharply on the monthly F&O expiry. Sensex crashed 1,190 pts to 79,043.74, while Nifty slid 360.75 pts to 23,914.15
 "Markets Today: GDP; Sensex, Bankex new expiry day; Enviro Infra IPO listing")
K Raheja Investment pays Rs 68.73 lakh to settle Reit norms case with Sebi
K Raheja Investment Managers LLP (now known as K Raheja Corp Investment Managers Pvt Ltd) is the manager of Mindspace Business Parks Reit
C2C Advanced Systems IPO sees 80% of individual investors withdraw bids
The SME IPO had received a good response, seeing 100 times more demand than shares on offer
 "C2C Advanced Systems IPO sees 80% of individual investors withdraw bids")
Oceanic Foods pays Rs 12.22L to settle disclosure lapses case with Sebi
Oceanic Foods Ltd (OFL), a BSE-listed entity, is engaged in the business of production and sale of dehydrated spices and vegetables
 "Oceanic Foods pays Rs 12.22L to settle disclosure lapses case with Sebi")
Sebi relaxes prior order of ban on Axis Capital managing debt securities
Securities and Exchange Board of India, in an interim September order, had banned Axis Capital from acting as a banker for new debt issues, alleging violation of rules
Angel One gets nod for MF biz; Axis AMC settles matter with regulator
Axis Asset Management Company and Axis Mutual Fund Trustee have settled a matter with the Sebi by paying Rs 16.57 lakh
 "Angel One gets nod for MF biz; Axis AMC settles matter with regulator")