Page 66 - Latest Updates on SEBI
Two individuals pay Rs 91 lakh to settle front-running case with Sebi
Apart from the settlement amount, these two individuals -- Meghana Gosar and Devan Sangoi -- have to comply with other conditions to settle the matter, the capital markets regulator said
 "Two individuals pay Rs 91 lakh to settle front-running case with Sebi")
Sebi modifies credit rating agency rules to enhance ease of doing business
In a circular issued on Tuesday, the markets watchdog announced changes in rules for CRAs aimed at standardising rating processes and publication protocols
 "Sebi modifies credit rating agency rules to enhance ease of doing business")
Sebi asks companies to disclose whistleblower complaints in IPO filings
Sebi mandates that companies disclose any whistleblower complaints related to promoters in their IPO documents, aiming for increased transparency after recent interventions in IPOs
 "Sebi asks companies to disclose whistleblower complaints in IPO filings")
Capital Group duped: Here's how $2.6 trillion fund was taken for a ride
The alleged organier is Ketan Parekh, a former stockbroker the regulator has chased out of the market once before
 "Capital Group duped: Here's how $2.6 trillion fund was taken for a ride")
Markets regulator Sebi warns Ola Electric for violating disclosure norms
According to the letter issued by Sebi, the electric vehicle manufacturer announced its expansion plans on microblogging platform X (formerly Twitter), before informing the exchanges
 "Markets regulator Sebi warns Ola Electric for violating disclosure norms")
Market regulator Sebi slaps Rs 9 lakh fine on Stockholding Services
The violations were found after a thematic inspection by the regulator during April 2022 and June 2023
 "Market regulator Sebi slaps Rs 9 lakh fine on Stockholding Services")
ASK Investment Managers, Monarch Networth apply for mutual fund licence
While Monarch Networth Capital filed its application on December 31, 2024, ASK Investment Managers had applied in October 2024
 "ASK Investment Managers, Monarch Networth apply for mutual fund licence")
Six new fund houses set to join Rs 68-trillion MF industry in 2025
Angel One, Unifi set to launch first fund this year; four more likely to secure licence this year
 "Six new fund houses set to join Rs 68-trillion MF industry in 2025")
Select index factor fund based on high conviction and risk appetite
A market cap-based index selects and assigns weights to stocks based on market cap, favouring larger companies
 "Select index factor fund based on high conviction and risk appetite")
Sebi eases settlement norms for brokerage accounts inactive over 30 days
Settlements to happen once a month for accounts inactive for over 30 days
 "Sebi eases settlement norms for brokerage accounts inactive over 30 days")
ICICI Securities settles case with Sebi for Rs 40 lakh over terminal misuse
In July 2024, the stock broker applied for settlement without admitting or denying the findings under the Settlement Regulations. The settlement amount was paid on January 1, 2025
Street Signs: Dissecting claims with precision, 63% GMP for Standard Glass
Angadia, known as an informal courier network for transporting valuables, has long served as a parallel, unofficial channel
 "Street Signs: Dissecting claims with precision, 63% GMP for Standard Glass")
Caliber Mining files draft IPO papers with Sebi, aims to raise Rs 600 crore
The company may consider a pre-IPO placement of shares worth up to Rs 100 crore. If the pre-IPO placement is completed, the size of the fresh issue will be reduced
 "Caliber Mining files draft IPO papers with Sebi, aims to raise Rs 600 crore")
Neelkanth Realtors files draft papers with Sebi to raise funds through IPO
Neelkanth Realtors, a Mumbai-based real estate developer, has filed draft papers with capital markets regulator Sebi to raise funds through an initial public offering.
 "Neelkanth Realtors files draft papers with Sebi to raise funds through IPO")
Sebi disposes of showcause notice to Karvy Capital in AIF violation case
The case centred on Karvy Stock Broking Ltd (KSBL), the parent company of Karvy Capital, which holds nearly 100 per cent holding in the fund manager
 "Sebi disposes of showcause notice to Karvy Capital in AIF violation case")
Kirloskars challenge Sebi letter asking family settlement deed disclosure
In a joint statement, the Kirloskar companies said they have filed the appeal before SAT challenging the Sebi letter dated December 30, 2024
 "Kirloskars challenge Sebi letter asking family settlement deed disclosure")
Decoded: How does front-running work, and what is Ketan Parekh's role?
Front-running is a fraudulent practice where traders use advance knowledge of large client orders for personal profit, as seen in Ketan Parekh's case
 "Decoded: How does front-running work, and what is Ketan Parekh's role?")
Film producer Vipul Shah's Sunshine Pictures files for IPO to raise funds
The company plans to utilise the proceeds from the fresh issue to meet its long-term working capital requirements
 "Film producer Vipul Shah's Sunshine Pictures files for IPO to raise funds")
Market regulator Sebi warns JM Financial of lapses in due diligence
The issue was noted when the BRLMs sent an email to Sebi requesting an update in the red herring prospectus (RHP) regarding the increased authorised share capital
 "Market regulator Sebi warns JM Financial of lapses in due diligence")
ZEE share price zooms 7% today; what's behind the rally in weak market?
ZEE share news: The surge in ZEE shares today came on news that market regulator Sebi has rejected a settlement application filed by Zee Entertainment Enterprises and Punit Goenka
 "ZEE share price zooms 7% today; what's behind the rally in weak market?")