Page 71 - Latest Updates on SEBI
National Stock Exchange's IPO hinges on approval from Sebi, says CEO
The National Stock Exchange of India Ltd., whose initial public offering has faced delays since it initial filing in 2016, needs approval from the Sebi to reapply
 "National Stock Exchange's IPO hinges on approval from Sebi, says CEO")
Why is Buch reluctant to face Parliamentary panel's questions, asks Rahul
Congress president Mallikarjun Kharge also accused the BJP-led Centre of using the Sebi chairperson as a "shield to hide its misdeeds"
 "Why is Buch reluctant to face Parliamentary panel's questions, asks Rahul")
Research report of analysts not an ad unless related to promotion: Sebi
This came after the Securities and Exchange Board of India (Sebi) received certain queries concerning the applicability of provisions of advertisement code on a research report issued by an RA
 "Research report of analysts not an ad unless related to promotion: Sebi")
Sebi Chair Madhabi Puri Buch's meeting with Parliament committee postponed
Madhabi Puri Buch and three to four senior Sebi officials are likely to be questioned by Parliament's Public Accounts Committee
 "Sebi Chair Madhabi Puri Buch's meeting with Parliament committee postponed")
Sebi bars First Overseas Capital to be lead manager for fresh mandates
The regulator also issued a show cause notice to First Overseas Capital for alleged violations of the provision of Merchant Bankers (MB) regulations
 "Sebi bars First Overseas Capital to be lead manager for fresh mandates")
Meeting of Parl PAC to be held tomorrow, Sebi chief to appear: Report
The meeting will be held in Delhi on Thursday at 11 am. The PAC is headed by K C Venugopal of the Congress
 "Meeting of Parl PAC to be held tomorrow, Sebi chief to appear: Report")
Sebi issues framework on ties between intermediaries, unauthorised advisors
This came after Sebi in August amended rules aimed at regulating associations between intermediaries, like stock exchanges, clearing corporations and depositories
SMEs' operating cash flow fell 69% in FY24; sales and profits outperformed
Amid increased scrutiny of price action in the SME segment by regulators and investors alike, a looks at their fundamentals in a three-part series. Part-1 examines sharp decline in operating cash flow
 "SMEs' operating cash flow fell 69% in FY24; sales and profits outperformed")
Sebi directs regulated entities to end ties with unregistered advisors
Issues draft circular for recognising digital platforms for associations with registered entities
 "Sebi directs regulated entities to end ties with unregistered advisors")
Sebi asks registered entities to end contracts with unregistered advisors
This is part of Sebi's move to curb unauthorized financial advice and performance claims in the securities market
Adani Energy gets Sebi notice for alleged misclassification of shareholding
Adani Energy Solutions also stated that there were no other pending regulatory proceedings against the company except for the two show-cause notices
Mutual fund units to fall under PIT regulations from November 1
The market regulator had issued the notification on the inclusion of MF units under PIT in November 2022, but it is being made effective now after consultation with industry bodies and members
 "Mutual fund units to fall under PIT regulations from November 1")
Sebi notice to Adani Energy for alleged mis-categorisation of shareholding
The group's renewable energy firm, Adani Green Energy Ltd, which also declared its second quarter earnings, did not receive any new notice from SEBI
 "Sebi notice to Adani Energy for alleged mis-categorisation of shareholding")
F&O cannot be a national pastime: Sebi whole-time member Ashwani Bhatia
Warns Sebi whole-time member Ashwani Bhatia as regulator takes steps to curb frenzy in derivatives segment
 "F&O cannot be a national pastime: Sebi whole-time member Ashwani Bhatia")
F&O trading can't be a pastime, investors need to be serious: Sebi member
The markets watchdog's study has revealed that 93 per cent of the trades result in a loss for retail investors, and Bhatia said it is the institutional investors who are making money in the process
 "F&O trading can't be a pastime, investors need to be serious: Sebi member")
Edelweiss Asset's former manager settles MF rule violation case with Sebi
Abhishek Gupta allegedly failed to ensure that the funds of the schemes were invested to achieve the objectives of the scheme and by doing so he allegedly violated mutual fund rules
Private firm's three directors convicted for not following Sebi rules
Additional Sessions Judge Vandana Jain was hearing a 2001 case against Kisley Plantation Ltd, a company in East Patel Nagar, and its directors against whom SEBI had registered a case
Sebi clarifies on 3-in-1 accounts usage for online public issue application
A three-in-one trading account combines a savings account, a demat account, and a trading account into a single integrated solution
Exchanges to hold special trading session for holdcos on October 28
Sebi had issued the framework to address the gap at which these holdocs are traded and the intrinsic value of their holdings
 "Exchanges to hold special trading session for holdcos on October 28")
NSDL settles depository violation rule case with Sebi; pays Rs 3.12 crore
The Securities and Exchange Board of India (Sebi) received a settlement amount of Rs 3.12 crore from NSDL on October 14