Page 42 - Khushboo Tiwari

Market regulator Sebi urges industry to step up voluntary compliance

Enforcement cannot be the only solution, says Sebi WTM; Varshney assures Sebi's KYC infrastructure strong

BSE at odds with NSE over 'high' clearing and settlement charges

The former says high payout to NSE weighing down its profitability

Sebi considers mandatory registration of PMS distributors with APMI

Registration for distributors is not mandatory at present. However, they are required to have specific certification from the National Institute of Securities Markets (NISM)

NSE, BSE to hold trading session on March 2 to assess mkt infrastructure

Session to assess the preparedness for any unforeseen event, test transition to disaster recovery site

Sebi warns investors against 'unscrupulous entities' promising high returns

'There can be no guarantees of assured returns in securities market,' says regulator

Market regulator Sebi rejects NSE's settlement plea in co-location matter

The market regulator refunded Rs 300 crore to the exchange following the directions by the Supreme Court in the same case

MCX tech glitch: Trading commences on MCX at 1 pm after 4-hour delay

In 2021, the market regulator had introduced financial disincentives for exchanges in case of delays in recovery or failure of disclosures

Lack of full Bench takes a toll on SAT's functioning and efficiency

Industry players fear that if the Bench is not restored soon, it could hamper the fundraising and expansion plans of companies with pending litigation

Sebi debars TV experts and research analysts for 'stock manipulation'

Experts shared recommendations to certain entities before broadcast; Wrongful gains pegged at Rs 7.5 crore

Sebi mulls framework for FPIs to sell assets after expiry of registration

Currently, there is no provision to deal with securities lying frozen in the demat accounts of FPIs whose registration has expired

Stock brokers' body ANMI on board with proposal of market timing extension

Consensus from all associations of standards forum needed before submissions to Sebi

'Around 27% finfluencer content sponsored,' shows research by CFA Institute

Last year, Sebi floated a proposal to restrict mutual funds, stock brokers, and other registered intermediaries from associating with finfluencers

Legal safeguards for independent directors vital to attract top talent

CII has suggested that proceedings against IDs may be initiated only once there is prima facie evidence of their possible involvement in the matter, rather than as a matter of course

BSE Q3FY24 results: Net profit more than doubles to Rs 108.2 crore

The bourse's revenue surged to Rs 431.5 crore in the third quarter of FY24 from Rs 245 crore reported a year ago

Alternative investment fund route to obtain 'QIB' status may get tough

QIBs are essentially institutional investors such as mutual funds, foreign portfolio investors (FPIs) and AIFs. They have separate quotas in initial public offerings (IPOs) and offer for sales (OFS)

Sebi mulls removing 1% security deposit for IPOs and rights issue

The regulator added that the number of complaints per IPO have reduced after the implementation of T+3 (Trade day plus three days) listing cycle

Sebi bars Shares Bazaar Alternative Investment Fund from raising funds

Company obtained registration without disclosing action against sponsor, says regulator

FM Sitharaman's interim Budget extends tax benefits in IFSC till March 2025

Proposal will give 'some breather' business set up in GIFT city, she says

Fever FM off, Fever FM on: Unravelling the case of marketing gimmicks

Legal experts are of the opinion that such marketing gimmicks would come under the scanner of the Securities and Exchange Board of India (Sebi) if they influence trades or dealings by investors

SME listings to undergo changes, AIBI to review eligibility, framework

Industry body forms committee to review networth threshold