Page 12 - Khushboo Tiwari

SME migration to mainboard slows as tighter Sebi norms take effect

The slowdown comes as a result of tighter eligibility criteria introduced by stock exchanges after Sebi overhauled migration rules in its December 2024 board meeting

NSE issues compliance standards to regulate algo trading from August

Standards align with Sebi's February norms mandating API rules and registration to close regulatory gaps and protect retail investors in algorithmic trading

Street Signs: India and US markets align, IPO engine revs in silence, more

US markets held steady from September to February

Jio-Facebook deal: SAT nixes Reliance Industries plea against Sebi penalty

Tribunal upholds Sebi's Rs 30 lakh penalty on RIL for not disclosing the Jio-Facebook investment deal after media reports triggered stock movement in March 2020

BSE seeks Sebi approval to launch monthly contracts for several indices

Since September 2024, the exchange has launched 20 indices based on market capitalisation, weightage, and sector classification

Common contract note rollout: Implementation hurdles force another delay

The framework is anticipated to increase FPI participation on the BSE, where it currently accounts for only 5 per cent of trades

Sebi proposes mandatory demat before IPO filings to plug regulatory gaps

Sebi highlighted that dematerialisation eliminates inefficiencies and risks associated with physical share certificates, such as loss, theft, forgery, and delays in transfer and settlement

Sebi bars three for five yrs over fraudulent trading in shares of Atlantaa

Sebi had earlier issued restraint orders on two of the individuals, Manish Mishra and Vivek Chauhan, in earlier cases involving Sadhna Broadcast and Sharpline Broadcast

Ministry of Finance initiates search for a new whole-time member for Sebi

The new WTM may serve for up to five years, as specified in the appointment order, but must retire upon reaching the age of 65

Markets set to implement common contract note framework this week

A contract note serves as a formal record of transactions, detailing the number of shares, price, brokerage charges, taxes, and other key information

Index option annual premium turnover sees first dip in 8 years in FY25

Data shared by the National Stock Exchange (NSE) showed the annual premium turnover of index options declined to Rs 136 trillion from Rs 138 trillion in FY24

Sebi bars Patel Wealth Advisors, 4 directors over 'order spoofing' charges

The stock broker placed large orders without intention to execute them, leading to manipulation in prices, illegal

Street signs: Banking stocks run out of steam, Sebi's shift to e-office

The Securities and Exchange Board of India (Sebi), based in Mumbai's Bandra Kurla Complex, is set to overhaul its operations by adopting a fully digital 'e-office' system

India markets' long-term fundamentals strong, says HDFC Securities

The brokerage house anticipates that foreign portfolio investor (FPI) outflows will stabilise, suggesting that India is nearing the end of a period of significant selling by overseas funds

Diversionary tactics: Fund misuse at Gensol raises red flags again

The Gensol saga is the latest in a list of corporate cases where promoters redirected funds at will and whim. It's yet another wakeup call

NSE raises eligibility criteria for direct SME migration to mainboard

As of February, 142 SME firms have migrated to the mainboard from NSE Emerge platform

Secretarial auditor appointments to be for at least five years: Sebi

The regulator has stated that the tenure of appointment of a secretarial auditor cannot be for a period less than five years

Sebi imposes Rs 10 lakh penalty on Future Retail for disclosure gaps

The information should have been disclosed within 24 hours of the event -- on or before October 6, 2020 -- as required under the LODR (Listing Obligations and Disclosure Requirements) rules

Alternative investment funds tell Sebi: One exam doesn't fit all

Push for a category split in certification as clock ticks down

Street signs: Nifty eyes 24,000, AI to vet IPO documents, and more

Hyundai Motor India and Waaree Energies are among the stocks likely to come into focus this week as their lock-up periods expire