Page 176 - Latest Updates on SEBI
State-run firms to remain exempt from public shareholding norms: Govt
The exemptions from the MPS norm will be valid for a "specified period" even if there is a change in ownership or control after the exemption is granted, the notification said
 "State-run firms to remain exempt from public shareholding norms: Govt")
Rishabh Instruments files draft papers with Sebi to mobilise funds via IPO
The equity shares of the company are proposed to be listed on both - NSE and BSE
 "Rishabh Instruments files draft papers with Sebi to mobilise funds via IPO")
Zomato co-founder, chief technology officer Gunjan Patidar resigns
His exit is the latest in a string of high-profile resignations in recent times
 "Zomato co-founder, chief technology officer Gunjan Patidar resigns")
Sebi asks exchanges to set up system shielding against broker's tech glitch
IRRA service will be enabled upon the request of stockbrokers facing glitches that disrupt trading
 "Sebi asks exchanges to set up system shielding against broker's tech glitch")
Sebi bans DS Capital Venture, its directors from markets for 3 years
Accordingly, an inspection of DS Capital was approved by the regulator to examine the compliance of IA (Investment Advisers) regulations
 "Sebi bans DS Capital Venture, its directors from markets for 3 years")
Sebi fines DSP group firms Rs 1 lakh for charging TER from AMC books
Sebi noted the defaulters paid 0.09% expenses of the scheme out of 0.16% from their own books in case of DSP Nifty 50 ETF
BOI MF settles 'inter-scheme transfer' case with Sebi, pays Rs 3.93 cr
The fund house along with five individuals pay Rs 3.93 crore for the settlement
Sebi imposes Rs 75 lakh fine on ICCL, NCL in Karvy Stock Broking case
Capital markets regulator Sebi levied a fine totalling Rs 75 lakh on Indian Clearing Corp Ltd (ICCL) and NSE Clearing Corp Ltd (NCL) for violating norms in the matter of Karvy Stock Broking Ltd (KSBL)
Sebi mulls fresh CDS play for MFs as it seeks to boost corporate bond mkts
Regulator sets up working group to spot lacunae in failed framework introduced over a decade ago
 "Sebi mulls fresh CDS play for MFs as it seeks to boost corporate bond mkts")
Sebi proposes regulatory framework for index providers, Rs 25 cr net worth
The regulator has floated a fresh consultation paper proposing provisions for eligibility, disclosures and audit
Sebi penalises clearing corporations for violations in Karvy Broking case
The broking firm had misused securities from clients through unauthorised pledging which were used to raise funds from several banks
Sebi releases list of nine 'most wanted defaulters'- all untraceable
The matter came to light when the SEBI Recovery Officers attempted to serve the notices of demand on these defaulters against whom the Recovery Certificates have been drawn up
Market volatility forces many companies to let go of their IPO plans
Industry players say some companies plan to re-file their DRHPs so that they can have another stab at listing
 "Market volatility forces many companies to let go of their IPO plans")
Will the markets see a time-wise correction in 2023?
Business Standard's Puneet Wadhwa caught up with Neil Parikh, CEO of PPFAS Mutual Fund on his views on Sebi's order on capped exposure to foreign stocks and more
 "Will the markets see a time-wise correction in 2023?")
SAT sets aside Sebi's order to impose penalty on Bhushan Steel for lapses
The Securities Appellate Tribunal (SAT) has set aside a Sebi's order to impose a Rs 2 lakh penalty on Bhushan Steel Ltd, now known as Tata Steel BSL Ltd, for disclosure lapses
Sebi issues notice to attach bank accounts of Sahara group's Subrata Roy
Move follows non-payment of dues amounting to Rs 6.42 crore levied for flouting regulatory norms
 "Sebi issues notice to attach bank accounts of Sahara group's Subrata Roy")
Sebi bans CFAS, its partners from mkts for 3 yrs for unauthorised services
Sebi on Monday barred Capproin Financial Advisory Services (CFAS) and its partners from the securities markets for three years for providing investment advisory services without the authorisation
Sebi expands committees on cyber security and information systems
Last rejig of cyber security panel happened in September; decision to ramp up information systems panel follows difficulties faced by CDSL in settlement activities
Sebi may prescribe higher net-worth needs for qualified stockbrokers
Regulator's approach being looked at as similar to one of different layers of NBFCs specified by RBI
Sebi initiates detailed study of fees, expenses charged by mutual funds
Capital markets regulator Sebi on Friday said it has initiated a detailed study of fees and expenses charged by mutual funds