Page 310 - Latest Updates on SEBI
Sebi bans three persons for 7 years for creating sham identities
Besides, they have been asked to disgorge unlawful gain of about Rs 7 lakh, including interest. Babulal M Dugar, Manoj Kumar Dugar, and Vinod Kumar Dugar are the three persons facing ban.
 "Sebi bans three persons for 7 years for creating sham identities")
Karvy fallout: Sebi plans tighter norms to protect mutual fund investors
Regulator proposes discontinuing of pooled accounts, to protect investors
 "Karvy fallout: Sebi plans tighter norms to protect mutual fund investors")
Sebi slaps Rs 5 lakh fine on Karvy Financial Services for disclosure lapses
Karvy Financial Services was required to disclose creation of pledge to the company as well as the BSE in accordance with the market norms
Sebi signs pact with Kazakhstan-based AFSA for mutual co-operation
The MoU was signed by Chairman of Sebi Ajay Tyagi and the acting chief executive officer of AFSA Mukhtar Bubeyev
Sebi approves CDSL proposal to set IFSC branch in Gujarat's GIFT City
It facilitates settlement of trades on stock exchanges and maintains and services 1.95 crore demat accounts of investors or beneficial owners (BOs) spread across India
CARE Ratings MD Rajesh Mokashi resigns, TN Arun Kumar to act as interim CEO
The government had removed IL&FS' management and took control of the company after the provider of infrastructure financing defaulted on a series of debts.
 "CARE Ratings MD Rajesh Mokashi resigns, TN Arun Kumar to act as interim CEO")
Pass order on Axis Bank's plea in Karvy case by Jan 15: SAT to Sebi
Axis Bank had moved to the SAT seeking the shares pledged by Karvy Stock Broking Limited (KSBL) to the lender be unfrozen, so that it can invoke the pledges
Investments via P-notes hit 13-month low of Rs 69,670 cr at Nov-end
The investment at September-end stood at Rs 76,611 crore and then marginally rose to Rs 76,773 crore at October-end
 "Investments via P-notes hit 13-month low of Rs 69,670 cr at Nov-end")
Sebi revamps advisory committee on Investor Education and Protection Fund
The panel is mandated to recommend investor education and protection activities that may be undertaken directly by the market regulator or any other agency for utilisation of IPEF
SAT denies relief to Axis Bank in Karvy case, asks it to approach Sebi
Lender had approached tribunal seeking shares pledged by Karvy to it be unfreezed, saying the clients who owned the securities owed money to Karvy and therefore the pledge was good in law
 "SAT denies relief to Axis Bank in Karvy case, asks it to approach Sebi")
Sebi seeks show-cause from PC Jewellers 'insiders', asks for list of assets
The regulator said that the order itself should be considered as a notice by the identified insiders
 "Sebi seeks show-cause from PC Jewellers 'insiders', asks for list of assets")
IBC implementation to have positive impact on debt market: Sebi chief Tyagi
Tyagi said in the pre-IBC era, India lacked an efficient mechanism for the closure of unviable firms
 "IBC implementation to have positive impact on debt market: Sebi chief Tyagi")
FDA observation, forensic audit by Sebi may keep Sun Pharma under pressure
Halol plant observations add to worries on the extent of upsides from specialty drugs
 "FDA observation, forensic audit by Sebi may keep Sun Pharma under pressure")
BMA clients demand relief from SAT, stage protests outside Sebi office
Their complaint stated about 45,000 investors had been affected by the alleged fraud
 "BMA clients demand relief from SAT, stage protests outside Sebi office")
AMCs can give management, advisory services to fairly regulated FPIs: Sebi
In September, the regulator broad-based the classification for FPIs and simplified their registration process
Sebi bans Trade India Research's proprietor from capital markets
The order comes after the Sebi received various complaints against proprietor Neha Gupta
Gangwal vs Bhatia: Onus on InterGlobe board to sort issue, say experts
Most legal experts said that to come out of the current situation, InterGlobe Aviation needs to expand the size of its board of directors
 "Gangwal vs Bhatia: Onus on InterGlobe board to sort issue, say experts")
EaseMyTrip files Rs 510-cr IPO papers with Sebi, promoters to sell stake
The city-based company said the object of the public issue is to achieve the benefits of listing the equity shares on stock exchanges
 "EaseMyTrip files Rs 510-cr IPO papers with Sebi, promoters to sell stake")
Sebi denies relief to lenders for flouting regulations in Karvy case
The circular "directly concerned the business activity" of the lenders
 "Sebi denies relief to lenders for flouting regulations in Karvy case")
HNIs curb flows to long-short AIFs as higher taxation pinches
Sebi data shows that commitments raised by category-III AIFs in September quarter were down 10% QoQ
 "HNIs curb flows to long-short AIFs as higher taxation pinches")