Page 53 - Latest Updates on SEBI
Front running case: Sebi bans 5 from mkts for 1 year, impounds Rs 1.53 cr
The regulator noted that Nikhil, through Om Prakash, Manju, Neha and Nidhi's accounts, engaged in front running trades for six years
 "Front running case: Sebi bans 5 from mkts for 1 year, impounds Rs 1.53 cr")
Sebi issues framework for fast-track follow-on offer by REITs, InvITs
Sebi said 15 per cent of the units allotted to sponsors and sponsor groups will be locked in for a period of three years from the date of trading approval granted for the units
 "Sebi issues framework for fast-track follow-on offer by REITs, InvITs")
Sebi extends deadline for MFs, portfolio managers to submit inspection data
Under this, mutual funds will have to submit the daily data in a monthly file as per the specified formats on a quarterly basis within 15 calendar days from end of the quarter, said Sebi
 "Sebi extends deadline for MFs, portfolio managers to submit inspection data")
Stock Market Highlights: Sensex closes 191pts lower on Friday; Nifty ends FY25 with 5% gain
Sensex Today | Stock Market Highlights on Friday, March 28, 2025: The Nifty Midcap100 and Nifty Smallcap100 indices closed with losses of 0.32 per cent and 0.15 per cent, respectively
 "Stock Market Highlights: Sensex closes 191pts lower on Friday; Nifty ends FY25 with 5% gain")
Blackstone-backed ASK gets Sebi approval to enter mutual fund business
Blackstone-backed ASK Asset & Wealth Management Group on Friday said it has received an in-principle approval from the markets regulator Sebi to start its mutual fund business.
 "Blackstone-backed ASK gets Sebi approval to enter mutual fund business")
Ardee Engineering files draft papers with Sebi for ₹580 crore IPO
The IPO of the Hyderabad-headquartered company consists of a fresh issue of equity shares worth ₹500 crore and an Offer-for-Sale (OFS) of ₹80 crore by the promoter Chandra Sekhar Moturu
 "Ardee Engineering files draft papers with Sebi for ₹580 crore IPO")
NSE defers switching to Monday expiry after Sebi's consultation paper
The shift, which was scheduled to take effect on April 4, 2025, would have seen all index and stock derivative contracts move from Thursday to Monday
 "NSE defers switching to Monday expiry after Sebi's consultation paper")
Markets Today: FIIs; Sebi proposal; Trump tariffs; Gold; Active, Rapid IPOs
FY25 wrap: At 6:34 AM, GIFT Nifty Futures were down 28 points at 23,749, suggesting a negative start
 "Markets Today: FIIs; Sebi proposal; Trump tariffs; Gold; Active, Rapid IPOs")
NSE IPO hangs in the balance as Sebi flags regulatory gaps in fresh letter
In a detailed communication, regulator spells out areas that bourse has to address before it goes for an IPO
 "NSE IPO hangs in the balance as Sebi flags regulatory gaps in fresh letter")
Insider trading glare on senior IndusInd Bank officials. What do rules say?
Between May 2023 and June 2024, IndusInd Bank CEO Sumant Kathpalia sold nearly 950K shares valued at approximately Rs 134 cr, while Dy CEO Arun Khurana sold 550K shares worth around Rs 82 cr
 "Insider trading glare on senior IndusInd Bank officials. What do rules say?")
Pre-clearance seen as key defence for IndusInd Bank execs in Sebi probe
Sebi probes potential insider trading in bank's share sales
 "Pre-clearance seen as key defence for IndusInd Bank execs in Sebi probe")
Helmet maker Studds Accessories files preliminary IPO papers with Sebi
This marks the company's second attempt to go public. Previously, the company had filed draft papers nearly seven years ago
 "Helmet maker Studds Accessories files preliminary IPO papers with Sebi")
Sebi fines investment advisor for 'sensational' YouTube captions
Sebi highlighted multiple lapses, including the firm's failure to conduct an annual audit and its practice of charging clients fees in both fixed and assets-under-advice (AUA) modes
 "Sebi fines investment advisor for 'sensational' YouTube captions")
Sebi allows trading in Bharat Global Developers shares with conditions
The latest order came after several investors lodged complaints that their investments are stuck, as the suspension of trading in shares of BGDL prevents them from liquidating
 "Sebi allows trading in Bharat Global Developers shares with conditions")
Axis AMC, five others settle frontrunning-related case with Sebi
According to Sebi's settlement regulations, cases can be settled without admitting or denying the allegations
All above board: Sebi's move on disclosures a step in the right direction
Sebi board has decided to constitute a high-level panel, which will comprehensively review "the provisions relating to conflict of interest, disclosures pertaining to property, investments, etc
 "All above board: Sebi's move on disclosures a step in the right direction")
Sebi takes a fresh regulatory stance under Tuhin Kanta Pandey's leadership
Pivots towards transparency and ease of doing business
 "Sebi takes a fresh regulatory stance under Tuhin Kanta Pandey's leadership")
Sebi slaps Rs 35 lakh on 7 entities for indulging in non-genuine trades
The orders came after the Sebi observed large-scale reversal of trades in the illiquid stock options segment of BSE, leading to the creation of artificial volume
 "Sebi slaps Rs 35 lakh on 7 entities for indulging in non-genuine trades")
Sebi proposals seek orderly conduct in F&O market amid volatility
Even as its proposed measures and those announced last year have helped, Sebi will need to be fleet-footed in its regulation and supervision of this market
Sebi to set up panel to review conflict of interest of top officials
Regulator doubles threshold for FPI disclosures; unveils several initiatives to simplify regulatory processes
 "Sebi to set up panel to review conflict of interest of top officials")