Page 61 - Latest Updates on SEBI
Market regulator Sebi bars Kalahridhaan Trendz from securities market
Sebi conducted an inspection of the small and medium enterprise (SME) listed on NSE's SME exchange after receiving a complaint from HDFC Bank regarding a loan repayment default
 "Market regulator Sebi bars Kalahridhaan Trendz from securities market")
Market regulator Sebi turns the wrench on auditor appointments, RPT rules
Guardrails set to defend against ambiguity and strengthen compliance
 "Market regulator Sebi turns the wrench on auditor appointments, RPT rules")
Sebi mulls changes to compliance report format, auditors' appointment rules
These proposals are aimed at ensuring that listed entities maintain high standards of compliance and transparency in their dealings
 "Sebi mulls changes to compliance report format, auditors' appointment rules")
Sebi orders attachment of accounts of 10 individuals in Eros Media case
In its notices, the Securities and Exchange Board of India (Sebi) has ordered attachment of bank, demat accounts and mutual fund folios of these individuals to recover pending dues
 "Sebi orders attachment of accounts of 10 individuals in Eros Media case")
RBI opens NDS-OM platform for stock brokers to boost retail participation
Currently, membership open to entities such as banks, primary dealers, insurers, MFs
 "RBI opens NDS-OM platform for stock brokers to boost retail participation")
Mkt regulator Sebi cracks down on 'Options Queen', others for illegal gains
Directs them to disgorge Rs 53.67 cr
 "Mkt regulator Sebi cracks down on 'Options Queen', others for illegal gains")
Sebi mulls to extend automated closure of trading window ahead of results
The markets regulator, in August 2022, issued a framework restricting trading by depository participants by way of freezing the PAN at security level during the trading window closure period
Sebi bans 'she wolf' of stock market YouTuber in finfluencer crackdown
The market regulator has seized Rs 54 crore in ill-gotten gains from Asmita Patel
 "Sebi bans 'she wolf' of stock market YouTuber in finfluencer crackdown")
Sebi-registered non-bank brokers can directly access NDS-OM, says RBI
Access to Negotiated Dealing System Order Matching (NDS-OM), at present is available to regulated entities and to the clients of banks
 "Sebi-registered non-bank brokers can directly access NDS-OM, says RBI")
Shringar House of Mangalsutra files papers with Sebi to raise funds via IPO
Proceeds from the fresh issue to the tune of Rs 250 crore will be utilised for supporting working capital requirements of the company; and for general corporate purposes
 "Shringar House of Mangalsutra files papers with Sebi to raise funds via IPO")
Atlantia Electricals files IPO papers with Sebi, aims to raise Rs 400 cr
The company proposes to utilize the proceeds from the issue for payment of debt, supporting working capital requirements of the company and for general corporate purposes
 "Atlantia Electricals files IPO papers with Sebi, aims to raise Rs 400 cr")
NSE Clearing fails to meet liquidity norms; reports Rs 176.65 cr shortfall
In its December 2024 quarterly results, NSE Clearing, the exchange's unit responsible for clearing and settling its trades, reported a shortfall of Rs 176.65 crore in its minimum liquid assets
 "NSE Clearing fails to meet liquidity norms; reports Rs 176.65 cr shortfall")
PCE facility success depends on investor appetite, market reforms
The facility aims to bridge the gap for lower-rated corporate bonds
 "PCE facility success depends on investor appetite, market reforms")
Sebi tightens algo trading rules to plug gaps, boost investor protection
Under the new norms, open APIs will not be permitted. Access will be granted only through a unique vendor client to ensure identification and traceability
 "Sebi tightens algo trading rules to plug gaps, boost investor protection")
Delhi HC refuses relief to Rashmi Saluja in Religare reappointment matter
Move paves the way for AGM, Burman open offer conclusion
 "Delhi HC refuses relief to Rashmi Saluja in Religare reappointment matter")
Sebi penalises DB Realty, 7 others for misrepresenting financial statements
Sebi stated that DB Realty failed to comply with accounting standards in preparation and presentation of the financial statements in respect of guarantee given to Bank of India
SMPP, Brigade Hotel among 8 companies to get Sebi nod to float IPOs
Sebi received preliminary IPO documents from these firms between October and November, and issued its observations during January 28-31, the update showed
 "SMPP, Brigade Hotel among 8 companies to get Sebi nod to float IPOs")
Upcoming IPO: Indogulf Cropsciences secures green light from Sebi; details
Indogulf Cropsciences IPO comprises a fresh issue of up to Rs 200 crore, and an offer for sale (OFS) with shareholders divesting up to 38,54,840 equity shares of face value Rs 10 apiece
 "Upcoming IPO: Indogulf Cropsciences secures green light from Sebi; details")
Sebi mulls safe UPI payment mechanism for registered market intermediaries
The Securities and Exchange Board of India (Sebi) floated a consultation paper on the proposals on Friday and sought public comments on them by February 21
Sebi mulls combo product of term life insurance, mutual funds for investors
This new initiative aligns with Sebi's ongoing efforts to tailor financial products to market needs and drive growth in the investment space