Page 8 - Latest Updates on SEBI
Sebi proposes phased physical settlement in select agri derivatives
The regulator has proposed allowing select agricultural derivatives contracts to begin with financial settlement before transitioning to compulsory physical delivery
 "Sebi proposes phased physical settlement in select agri derivatives")
The legal price of State failure: Accountability must bind all authorities
It is now routine for MIIs to face monetary consequences for regulatory failures, through settlement or adjudication, occasionally accompanied by non-monetary sanctions
 "The legal price of State failure: Accountability must bind all authorities")
Sebi mulls allowing depositories to use IPF income for specific expenses
Market regulator says excess expenses beyond the proposed limit must continue to be borne by depositories and unused amounts returned to the IPF corpus
 "Sebi mulls allowing depositories to use IPF income for specific expenses")
BofA Securities India settles alleged insider trading matter with Sebi
BofA Securities India has settled alleged violations related to insider trading and merchant banking regulations with Sebi after paying ₹58.5 lakh
Sebi proposes green-channel route to speed up AIF scheme launches
Sebi has proposed easing filing norms and reducing timelines for alternative investment fund scheme launches under a green-channel mechanism
 "Sebi proposes green-channel route to speed up AIF scheme launches")
Fintech firms form SRO to boost trust in digital precious metals market
Digital gold and silver platforms have formed a self-regulatory body to improve governance, transparency and consumer protection amid regulatory uncertainty
 "Fintech firms form SRO to boost trust in digital precious metals market")
Sebi proposes 'GARUDA' mechanism to speed up AIF scheme launches
The regulator noted that the number of registered AIFs has risen to 1,849 as of March 31, 2026, from 732 five years ago
Treat these novel strategies as diversifiers, not as core holdings
Treat SIFs as satellite holdings, not replacements for core mutual fund holdings, as management and threshold compliance risks remain
 "Treat these novel strategies as diversifiers, not as core holdings")
Sebi clarifies trading window norms for pledged share transactions
Sebi said designated persons may pledge shares during trading window closure for bona fide purposes such as raising funds, subject to prior approval and compliance checks
 "Sebi clarifies trading window norms for pledged share transactions")
Sebi proposes additional measures to strengthen buyback framework
Recommendations follow earlier proposal to re-introduce open market buyback through stock exchange
Zepto, Dhoot Transmission among 6 companies to secure Sebi's nod for IPO
These companies, which filed their preliminary IPO papers between October and February, obtained Sebi's observations during May 4-8
 "Zepto, Dhoot Transmission among 6 companies to secure Sebi's nod for IPO")
Sebi allows 30-day lag for use of market data in educational content
The framework was further tightened in January 2025, when the regulator stipulated that entities engaged solely in education could use market data only with a three-month lag
Indiabulls Real Estate entities settle matter with Sebi for ₹10.5 crore
Sebi settled proceedings against four entities linked to Indiabulls Real Estate after they collectively paid Rs 10.5 crore in a fund diversion case
Retail trading is becoming more disciplined, says Upstox CEO Ravi Kumar
Upstox CEO Ravi Kumar says retail investors are becoming more discerning and risk-aware, with trading behaviour shifting from momentum-driven bets to more disciplined strategies
 "Retail trading is becoming more disciplined, says Upstox CEO Ravi Kumar")
Sebi discontinues investor risk reduction access platform for stock brokers
Sebi has discontinued the IRRA platform for stock brokers, citing stronger cyber resilience systems and improved business continuity frameworks in the securities market
NSE developing in-house GenAI tools for compliance, operational efficiency
NSE is developing in-house generative AI tools for compliance, customer support and operational efficiency as it strengthens technology infrastructure and resilience
 "NSE developing in-house GenAI tools for compliance, operational efficiency")
Sebi asks 'significant indices' providers to register within six months
Sebi has directed providers of 'significant indices' to register within six months under the Index Provider Regulations, while exempting certain RBI-notified benchmarks
Sebi approves Sanjay Shorey, Viral Mody as NSE executive directors
Sebi has approved the appointment of Sanjay Shorey and Viral Mody as executive directors at NSE under new governance norms for market infrastructure institutions
NSE pushes to file IPO papers by June 15, sets stage for 2026 listing
As part of pre-filing requirements, the exchange has convened an extraordinary general meeting on May 25 to seek shareholder approval for amendments to its articles of association.
NSE's Q4 FY26 results: Consolidated PAT rises 8% to ₹2,871 crore
NSE reports 8.3% rise in Q4FY26 consolidated profit to Rs 2,871 crore and sets aside Rs 84 crore provision for pending settlement applications with Sebi