Page 264 - Latest Updates on SEBI
India grants UAE investment licence with easier norms on compliance
Category-I licence implies lower compliance burden and investment restrictions, simplified KYC norms and documentation requirements
 "India grants UAE investment licence with easier norms on compliance")
Sebi relaxations help companies raise capital amid Covid pandemic: Official
The relaxations in regulations made by the SEBI to provide more leeway for companies to raise funds has a positive impact on the corporate sector, amid the COVID-19 pandemic
 "Sebi relaxations help companies raise capital amid Covid pandemic: Official")
Sebi imposes fines NSE, Ramakrishna, Narain in co-location case
Sebi imposed a penalty of Rs 1 crore on the National Stock Exchange (NSE) for failing to ensure a level-playing field for trading members subscribing to its tick-by-tick (TBT) data feed system.
Sebi bars Sai Proficient, proprietor from accessing securities market
Sebi has barred Sai Proficient Investment Advisory and its proprietor Meeshika Vishwakarma from accessing capital markets
Sebi looks to implement project on automation of surveillance of MFs
The move will help in reducing the lag in recognition of violations, its chief Ajay Tyagi said
 "Sebi looks to implement project on automation of surveillance of MFs")
IndiGo parent InterGlobe Aviation settles case with Sebi amid promoter feud
The company has settled the matter "without admitting or denying any violation on its part," by paying a settlement charge of Rs 2.1 crore, according to a Sebi order
 "IndiGo parent InterGlobe Aviation settles case with Sebi amid promoter feud")
How Sebi's warning system curbs GameStop-like gains in Indian stock markets
The so-called graded surveillance measure, which was introduced in 2017, is unique and helps prevent GameStop-like surges in small caps
Budget sops may spur up to 10% Mauritius funds to relocate to IFSC
Experts say while global funds may want to consider shifting their India portfolios to IFSC, the move would result in splitting the fund into two, which may not be acceptable to investors
 "Budget sops may spur up to 10% Mauritius funds to relocate to IFSC")
IndiGo Airlines operator InterGloble settles row with Sebi, pays Rs 2.1 cr
The matter pertains to alleged violation of disclosure norms pertaining to related party transactions between the company and IGE Group, controlled by co-founder Rahul Bhatia
 "IndiGo Airlines operator InterGloble settles row with Sebi, pays Rs 2.1 cr")
Sebi comes out with disclosure format under insider trading rules
The system-driven disclosures in the securities market were first introduced in December 2015 and are being implemented in a phased manner
Sebi imposes market ban on entities, individuals for GDR manipulation
Sebi has barred two entities and five individuals for indulging in fraudulent trading activities with respect to GDR issuance by Soma Textiles & Industries Ltd
NHAI InvIT: Govt awaits Sebi clearance to replace urban with rural areas
The road stretches in the urban areas, which were part of the earlier InvIT offering, have been removed in the proposal and replaced with the roads in rural areas
 "NHAI InvIT: Govt awaits Sebi clearance to replace urban with rural areas")
Setback for Amazon as HC lifts status quo on $3.4 bn Future-Reliance deal
Court notes that Future Retail wasn't party to arbitration agreement with Amazon and prima facie "group of companies" doctrine can't be invoked in this case
 "Setback for Amazon as HC lifts status quo on $3.4 bn Future-Reliance deal")
Gold exchange blueprint tops Sebi's board meet agenda on February 17
The Sebi board is set to discuss the structure and challenges while setting up a spot gold exchange as proposed in the Union Budget last week
 "Gold exchange blueprint tops Sebi's board meet agenda on February 17")
Sebi bars Capitalaim Financial Advisory, 5 others from securities market
Markets regulator Sebi on Monday barred Capitalaim Financial Advisory Pvt Ltd and five individuals from accessing securities market
Fidelity clause covers all employees
In a recent case, National Commission observed that the policy defined an employee to include officers, clerks, servants and other employees
HDFC Chairman Deepak Parekh settles matter with Sebi; to pay Rs 9.37 lakh
Parekh has settled with markets regulator Sebi a matter of non-compliance with an erstwhile listing agreement
 "HDFC Chairman Deepak Parekh settles matter with Sebi; to pay Rs 9.37 lakh")
Sebi bars Money Plus Research, proprietor from securities for 2 yrs
Among other directions, they have been asked to refund the money received from the clients/ investors as fees or consideration or in any other form in respect of their unregistered investment advisory
Sebi ban on Biyani, others won't impact deal with Reliance: Future Retail
Future Retail said Sebi's one-year ban on its Chairperson Kishore Biyani from the securities market will have 'no impact' on the deal with Reliance
 "Sebi ban on Biyani, others won't impact deal with Reliance: Future Retail")
Sebi fines 6 entities Rs 1.2 cr for IPO fund diversion, fraudulent trading
The regulator conducted a probe into the IPO of BPML for the period July 7 to July 15, 2011