The Securities and Exchange Board of India (Sebi) had been on the lookout for a land parcel to ramp up its operations, overseeing India's fast-expanding securities market, for a while now
Sebi had earlier allowed issuers to cut face value to ₹10,000 only for interest- or dividend-bearing instruments with fixed maturity and no structured obligations
Sebi has renamed expense ratio limits as the base expense ratio and moved statutory levies outside the cap, while approving a rewrite of MF regulations to tighten transparency and governance
As smoking lost its cinematic allure, options trading too must be deglamourised through taxation, regulation and cultural signalling to curb risky "get rich quick" behaviour
Citius Transnet Investment Trust has filed preliminary papers with markets regulator Sebi seeking its approval to float a Rs 1,340-crore initial public offering (IPO). According to the draft papers, the proposed public offer involves units aggregating up to Rs 1,340 crore and includes a strategic investor portion capped at 25 per cent of the total issue size. Proceeds from its fresh issuance worth Rs 1,235 crore will be utilised for partial or full acquisition of securities of SRPL and certain identified project SPVs -- TEL, JSEL, Dhola and Dibang, besides a portion will be earmarked for general purposes. Citius Transnet Investment Trust is a transport sector-focused infrastructure investment trust established with an objective to acquire, manage and invest in a portfolio of transport infrastructure assets, including roads, in India. The sponsor of the Trust is Epic TransNet Infrastructure, wholly-owned by the schemes of the Infrastructure Yield Trust, an AIF managed by EAAA India
Sebi has barred finfluencer Avadhut Sathe and his trading academy from markets, alleging they ran an unregistered advisory scheme that misled over three lakh investors and earned unlawful gains
In a bid to ease investor compliance and eliminate inconsistencies in documentation, Sebi has proposed doubling the monetary threshold for simplified documentation required to issue duplicate securities to Rs 10 lakh from the current Rs 5 lakh. "Due to non-standardization of documents and different approaches followed by RTAs/listed companies, investors feel the pain of going for varied documentation for various listed companies," Sebi noted. The regulator also noted that the existing Rs 5 lakh threshold for availing simplified documentation, where investors are exempted from filing copies of FIRs, police complaints, court orders or newspaper advertisements, was set several years ago. Since then, India's securities market has grown significantly in terms of market capitalisation, investor participation, and average portfolio sizes. Given this expansion, Sebi noted that the value of individual security holdings has risen materially. As a result, retaining the earlier limit no longer
Regulator may blink on brokerage fee cap for MFs
Days after an outage at MCX, Sebi chairman Tuhin Kanta Pandey on Tuesday expressed his displeasure over "repeated" instances of breakdowns at exchanges. The capital markets regulator will take corrective steps, if required, after an analysis of the issue at hand, Pandey told reporters, stressing that there is a standard operating protocol Sebi follows to deal with such incidents. "The last problem was in July and now there is this (MCX). Repeated instances of such problems is not right," Pandey told reporters on the sidelines of an event by Morningstar here. The Sebi SOP (standard operating procedure) has laid out action to be taken in detail after such an instance, he said, adding that it starts with reporting of the matter and goes on to do a root cause analysis. There are also multiple levels of reports which get generated, starting with one within 24 hours and then after a week, he added. There is a need for market intermediaries to ensure operational resilience and maintain .
As per the new rules, the index must include a minimum of 14 constituents, compared with the current 12, while the weight of the top constituent will be capped at 20% - down from 33% presently.
Gretex failed to verify and disclose that nearly 40 per cent of the IPO proceeds were proposed to be used as a deposit for renting an office premises that was still under construction
The ₹173-crore order stands out as Sebi's largest and fastest insider trading enforcement, potentially widening scrutiny to senior CERC officials over policy-linked leaks
Sebi has directed Google to add verification tick marks for registered broking apps on Play Store within two months to curb fraudulent trading platforms and protect investors
Extended gaps in board appointments raise concerns over continuity, policy direction, and adjudication at the capital markets regulator
The Supreme Court on Thursday said it would hear on October 14 TMC MP Mahua Moitra's plea to mandate public disclosure of ultimate beneficial owners and portfolios of alternative investment funds (AIFs), foreign portfolio investors and their intermediaries in India. The plea came up for hearing before a bench of Justices B V Nagarathna and R Mahadevan. Advocate Prashant Bhushan, appearing for Moitra, said they have filed the reply received from the Securities and Exchange Board of India (SEBI) on the detailed representation made by the petitioner on the issue. The top court on April 1 asked Moitra to make a detailed representation to the SEBI on the issue. Bhushan said they have also filed their response to the reply received from SEBI last month. "You amend your writ petition," the bench said. Bhushan, while referring to the prayer made in the plea, said the SEBI's response to the representation does not answer the problem. He said amending the petition was not necessary as the
Narayan, who has spent more than two decades at global banks including Standard Chartered Plc, has been a driving force behind the charges against Jane Street
The new facility will allow UPI IDs of Sebi-registered investor-facing intermediaries to carry the exclusive "@valid" handle with category-specific suffixes
Financial services company Nuvama Wealth Management Ltd has secured approval from markets regulator Sebi to set up its proposed mutual fund business. In a stock exchange filing, Nuvama Wealth Management informed that "Sebi vide a letter dated October 1, 2025, has granted approval to the company to act as the sponsor and set up the proposed Nuvama Mutual Fund". This will enable Nuvama Wealth Management to launch schemes under mutual fund including Specialized Investment Fund category. The final approval for registration of mutual fund will be granted by Sebi subject to fulfilment of certain requirements by the company. In January, the company had informed stock exchanges regarding the application to be made to Securities and Exchange Board of India (Sebi) seeking approval to act as the sponsor for Nuvama Mutual Fund.
Brokers must differentiate through advisory, technology, and customer experience rather than relying solely on pricing, MD and CEO of Axis Securities said
The changes would include fewer and standardised documentation and less scrutiny on investors that are already regulated in other countries