Page 135 - Latest Updates on SEBI
Sebi issues guidelines for handling complaints received via SCORES platform
Capital markets regulator Sebi has come out with a framework for handling complaints received through SCORES platform for registered entities and for monitoring such grievances by designated bodies
 "Sebi issues guidelines for handling complaints received via SCORES platform")
Sebi board clears various proposals, discusses tech in securities market
Markets regulator Sebi on Thursday decided to provide flexibility to large corporates in raising funds through issuance of debt securities for incremental financing needs
Valiant Organics settles case with market regulator Sebi, pays Rs 10 lakh
Valiant Organics Ltd settled with capital markets regulator Sebi a case concerning flouting of alleged disclosure rules by paying Rs 10 lakh as the settlement amount.
 "Valiant Organics settles case with market regulator Sebi, pays Rs 10 lakh")
Sebi slaps Rs 65 lakh fine on 13 firms for indulging in non-genuine trades
Capital markets regulator Sebi has imposed Rs 65 lakh fine on 13 entities for indulging in non-genuine trades in illiquid stock options segment on the BSE
 "Sebi slaps Rs 65 lakh fine on 13 firms for indulging in non-genuine trades")
Sebi slaps Rs 6 cr fine on DHFL's former promoters for disclosure lapses
The fines need to be paid jointly and severally within 45 days, the Securities and Exchange Board of India (Sebi) said in an order
Mutual funds attract 6% of household savings in FY23, shows RBI data
Fiscal sees a record Rs 1.8 trillion net inflows from households
 "Mutual funds attract 6% of household savings in FY23, shows RBI data")
Sebi to relax rules around mandatory borrowing from corporate bond market
Regulator could also clear framework for index providers; decisions likely at Thursday's board meet
 "Sebi to relax rules around mandatory borrowing from corporate bond market")
Goldman Sachs pays Rs 26.44 lakh to settle FPI violation case with Sebi
In its order, the regulator observed that certain discrepancies in the monthly ODI reporting for the month of March 2022 were identified by the applicant
 "Goldman Sachs pays Rs 26.44 lakh to settle FPI violation case with Sebi")
Sebi imposes Rs 35 lakh fine on MI Research for flouting regulatory norms
The order came after Sebi conducted an examination into the business of MI Research with respect to compliance of the entity with IA (Investment Advisers) regulations
Domestic mutual funds anchoring more listings as issue sizes shrink
Have subscribed to shares worth Rs 2,850 cr as 'cornerstone investors' in 20 IPOs so far in FY24
 "Domestic mutual funds anchoring more listings as issue sizes shrink")
Sebi to auction property of Saradha Group's property on October 17
The property located in West Bengal will go under the hammer, the Securities and Exchange Board of India (Sebi) said in a notice dated September 15
Are private sector executives better than bureaucrats for regulators' job?
Former RBI Governor Bimal Jalan said it is better if the person's expertise is considered than whether he/she is a bureaucrat or a private sector executive
 "Are private sector executives better than bureaucrats for regulators' job?")
Sebi levies Rs 65 lakh fine on 5 individuals for insider trading violation
The regulator slapped a fine of Rs 20 lakh on Jaisingh Sudhirkumar Choudhary, Rs 15 lakh on Menal Rasesh Parikh and Rs 10 lakh each on Himanshu K Desai, Anirudh R Parikh and Sudhirkumar Choudhary
Maharashtra govt issues order for implementation 'adopt a school' scheme
The money will be utilised for physical infrastructure, including repair works of school building, colouring, providing toilets, creating infrastructure and buying sports equipment, official said
 "Maharashtra govt issues order for implementation 'adopt a school' scheme")
Rearview mirror investing can be perilous in floating-rate funds
Investors should opt for them when rates are expected to climb, not now when they are largely over
 "Rearview mirror investing can be perilous in floating-rate funds")
Congress prods SEBI to act against Adani firms, demands probe by JPC
Congress general secretary Jairam Ramesh wondered whether SEBI will act now that the Mauritius financial regulator has revoked the licences of two such entities
 "Congress prods SEBI to act against Adani firms, demands probe by JPC")
SAT stays Sebi's directions in open offer for Federal-Mogul Goetze
In a letter dated 30 August, the market regulator appointed MM Nissim & Co as an independent chartered accountant to value the shares of Federal-Mogul Goetze for the open offer
 "SAT stays Sebi's directions in open offer for Federal-Mogul Goetze")
Sebi revokes Brickwork's wind up order, bars taking clients for 6 months
In June, the Securities Appellate Tribunal (SAT) set aside a Sebi ruling cancelling the licence of the credit rating agency and asked the regulator to pass a fresh order
Sebi issues revised quarterly reporting for Alternative Investment Funds
Markets regulator Sebi on Thursday issued a revised quarterly reporting format for Alternative Investment Funds (AIFs) to ensure compliance and uniformity
SAT adjourns hearing on Zee promoter Punit Goenka's appeal to Sept 27
Arguing on behalf of Goenka, senior counsel Abhsihek Manu Singhvi pointed that there had been no loss to Zee and no gain to Goenka in the alleged matter
 "SAT adjourns hearing on Zee promoter Punit Goenka's appeal to Sept 27")