Page 159 - Latest Updates on SEBI
Sebi calls off Pragya Commodity Brokers' registration in NSEL case
Sebi on Friday cancelled the registration of Pragya Commodity Brokers for facilitating its clients to trade in illegal "paired contracts" on the National Spot Exchange Ltd (NSEL)
 "Sebi calls off Pragya Commodity Brokers' registration in NSEL case")
Karvy Stock Broking, its promoter barred for 7 years from markets
Group firms directed to return Rs 1,443 cr siphoned off from clients
 "Karvy Stock Broking, its promoter barred for 7 years from markets")
Sebi at age 31. Or is it 35?
The three-plus decades of Sebi's existence offer important lessons for public policy and security market reforms
Sebi bars Karvy Investor Services from onboarding new clients
In an ex-parte order, the Securities and Exchange Board of India (Sebi) noted that KISL did not have the necessary infrastructure like adequate office space, equipment and manpower to work as merchant
Market regulator Sebi bars five for front-running trades in LIC
In an interim order issued on Thursday, Sebi noted that Yogesh Garg, an employee in the investment department of LIC, and four others connected to him made unlawful gains of Rs 2.44 crore
 "Market regulator Sebi bars five for front-running trades in LIC")
LIC front running trade case: Sebi bans 5 entities from securities market
With respect to other four entities, they or their accounts were prima facie instrumental in front running trades of LIC
 "LIC front running trade case: Sebi bans 5 entities from securities market")
Arihant Capital settle case with Sebi, pays Rs 17 lakh as settlement charge
It was also noted that the trades of these clients were not in parity with their declared annual income
SAT stays ban on Samir Jain, wife, and six others in PNB Finance case
In two separate orders, Sebi alleged that PNBFIL and CCIL did not make adequate disclosures about their promoter entities
 "SAT stays ban on Samir Jain, wife, and six others in PNB Finance case")
Exchanges must comply with Weapons of Mass Destruction Act: Sebi
In addition, they will have to keep a check and prevent financial transactions with individuals and entities in the designated list
Sebi bars three individuals for spreading stock tips through Telegram
Regulator says mere disclaimer does not exonerate manipulators from nefarious scheme
 "Sebi bars three individuals for spreading stock tips through Telegram")
Market regulator Sebi issues show-cause notice to Essel's Amit Goenka
The regulator has directed them to not dilute or sell their holdings in the company
 "Market regulator Sebi issues show-cause notice to Essel's Amit Goenka")
Sebi issues notices to Essel's Amit Goenka, 7 others in fund diversion case
Capital markets regulator Sebi issued order-cum-show-cause notices against Shirpur Gold Refinery, its erstwhile chairman Amit Goenka, promoter Jayneer Infrapower and Multiventures, and five others
Sebi bans brokers from creating bank guarantees on clients' funds
Capital markets regulator Sebi prohibited stock brokers and clearing members from creating new bank guarantees on clients' funds beginning May 1
Sebi asks AMCs to file final offer documents digitally as part of Go Green
Markets regulator Sebi on Tuesday asked asset management companies (AMCs) to file final offer documents only digitally as a part of its go green initiative
 "Sebi asks AMCs to file final offer documents digitally as part of Go Green")
Sebi bars brokers from creating bank guarantees with client funds
This is part of a series of steps taken by the capital market regulator to safeguard clients' funds and securities from misuse by brokers
What is ESG, how is it supporting companies' efforts toward sustainability
From the role and need to challenges faced by Indian companies in its implementation and criticism around it, here is a lowdown on what is ESG
 "What is ESG, how is it supporting companies' efforts toward sustainability")
What's in a logo? A lot, as Sebi and Nokia give a digital twist to theirs
In favour: Clean, simplistic logos that reflect a modern outlook, enjoy visibility on digital platforms
 "What's in a logo? A lot, as Sebi and Nokia give a digital twist to theirs")
Sebi bars Vistaar Capital for a year, orders winding up of Film Fund
Scheme was to expire in 2013 but was not liquidated and failed to maintain records: Regulator
Sebi plans to allow mutual funds with performance-based fees: Report
If introduced, India would be one of a handful of major markets to introduce performance-linked fees for mutual funds
Sebi approves transfer of controlling stake of HDFC AMC to HDFC Bank
HDFC Ltd on Friday said market regulator Securities and Exchange Board of India has approved the proposed change of controlling stake in HDFC AMC to HDFC Bank as part of the scheme of amalgamation