Page 220 - Latest Updates on SEBI
Kerala Housing Finance: Sebi extends time to auction properties to Feb 18
Markets regulator Sebi on Monday said it has extended the time period to auction the properties of Kerala Housing Finance to February 18, in the wake of the ongoing pandemic situation in Kerala.
 "Kerala Housing Finance: Sebi extends time to auction properties to Feb 18")
Religare Finvest, Fortis' officials pay Rs 4.3 cr to settle case with Sebi
n investigation was initiated by Sebi in the matter of Fortis Healthcare Ltd (FHL) after an article published in February 2018 said its promoters have taken at least Rs 500 crore out of FHL
 "Religare Finvest, Fortis' officials pay Rs 4.3 cr to settle case with Sebi")
Sebi notifies KRA rules; mandates audit trails of client's KYC records
The markets regulator has notified new norms to make them responsible to carry out independent validation of the KYC records uploaded onto their system by the Registered Intermediary (RI).
Sebi advises mutual funds to stop subscriptions into overseas funds
The move comes as the industry is likely to breach the $7 billion-mark
 "Sebi advises mutual funds to stop subscriptions into overseas funds")
Nine entities settle case of alleged AIF rules violations with Sebi
The adjudication proceedings initiated against the nine entities under the show cause notice issued in March 2021 have been disposed of, Sebi said
Sebi bans Bullmatics Advisory, directors from securities mkt for six months
Bullmatics was engaged in investment advisory services without obtaining Sebi registration as an investment adviser
PhonePe applies for MF license, joins six other fintechs awaiting Sebi nod
Most players are trying to establish a certain niche to gain a foothold into the Rs 38-trillion MF industry which has around 45 AMCs
 "PhonePe applies for MF license, joins six other fintechs awaiting Sebi nod")
Winding up of schemes only after majority unitholders' nod: Sebi
Mutual fund trustees will be required to obtain the consent of the unitholders when the majority of the trustees decide to wind up a scheme or prematurely redeem the units of a close-ended scheme
BoAt-owner Imagine Marketing files papers for Rs 2,000-crore IPO
Imagine Marketing, owner of consumer electronics brand BoAt, has filed a preliminary prospectus with capital markets regulator Sebi to raise Rs 2,000 crore through an initial public offering (IPO).
 "BoAt-owner Imagine Marketing files papers for Rs 2,000-crore IPO")
Sebi imposes Rs 30 lakh fine on 6 entities in illiquid stock options case
The Securities and Exchange Board of India (Sebi) observed large scale reversal of trades in stock options segment on the BSE
Sebi strengthens MF norms; winding up of schemes after unitholders' consent
Sebi has made it mandatory for trustees of mutual funds to obtain the consent of unitholders when majority of trustees decide to wind up a scheme.
Sebi order impact: Lux Industries tanks 29% in two trading sessions
The stock of Kolkata-based hosiery maker quoted lower for the sixth straight day, and was down 35 per cent during the period.
 "Sebi order impact: Lux Industries tanks 29% in two trading sessions")
Markets regulator Sebi turns its glare on insider trading, shows data
The share of such cases has been rising in the number of investigations by the regulator
 "Markets regulator Sebi turns its glare on insider trading, shows data")
Hosiery maker Lux Industries tumbles 20% following Sebi order
Those barred included Udit Todi, company's executive director and son of the MD
Sebi notifies stricter norms for appointment of MD at listed companies
Sebi has said that a person rejected by shareholders at a general meeting can be appointed or re-appointed as a managing director, only after providing detailed justifications
Sebi bans 14 entities in Lux Industries insider trading case
Those banned by Sebi include Udit Todi, the son of the managing director of Lux, and is currently holding the post of executive director in the company
Markets regulator Sebi proposes framework to regulate ESG rating providers
Sebi has proposed that Credit Rating Agencies and research analysts with a minimum net worth of Rs 10 crore would be eligible to be accredited as a ESG Rating Provider
SC stays SAT order directing Sebi's AO to appear before it
A bench of Justices Vineet Saran and Aniruddha Bose issued notice on an appeal filed by the Securities and Exchange Board of India
 "SC stays SAT order directing Sebi's AO to appear before it")
Dreamfolks Services files draft papers with Sebi to raise funds via IPO
Airport service aggregator platform Dreamfolks Services Ltd has filed preliminary prospectus with capital markets regulator Sebi to mop-up funds through an initial share-sale.
 "Dreamfolks Services files draft papers with Sebi to raise funds via IPO")
Sebi asks PFS to file action taken report on governance within four weeks
CARE Ratings monitoring developments at PFS