Page 55 - Latest Updates on SEBI
Sebi mulls clarifying ESOP rules for promoters; minimum holding term in OFS
The proposals, if implemented, would ensure that the rules are clear and consistent, aligning the eligibility for Offer for Sale (OFS) and Minimum Promoter Contribution (MPC) requirements
 "Sebi mulls clarifying ESOP rules for promoters; minimum holding term in OFS")
Investors can soon store, access their demat, MF holdings via DigiLocker
After the user's death, DigiLocker automatically notifies the nominated individuals (DigiLocker Nominees) via SMS and email, helping them manage the deceased's assets
 "Investors can soon store, access their demat, MF holdings via DigiLocker")
Sebi bars Hemant Ghai, two others from dealing in securities for five years
The regulator found that trades executed through the accounts of Ghai's family members were synchronised with stock recommendations aired on his shows
 "Sebi bars Hemant Ghai, two others from dealing in securities for five years")
Sebi lowers minimum investment in social stock exchange to Rs 1,000
According to the latest directive, the September 2022 circular will now specify that the minimum investment size for ZCZP instruments will be Rs 1,000
 "Sebi lowers minimum investment in social stock exchange to Rs 1,000")
Sebi partners with DigiLocker to reduce unclaimed assets in securities mkt
The initiative will help investors store and access information on their demat and mutual fund holdings through DigiLocker benefiting investors and their families
 "Sebi partners with DigiLocker to reduce unclaimed assets in securities mkt")
Physics Wallah submits pre-filing draft papers with Sebi for IPO: Reports
The pre-filing draft documents of Physics Wallah, according to the reports, have been filed with Sebi after receiving the nod from the company's board
 "Physics Wallah submits pre-filing draft papers with Sebi for IPO: Reports")
Sebi slaps Rs 20 lakh penalty on four entities for 'non-genuine trades'
In four separate orders, the regulator imposed a fine of Rs 5 lakh each on Nirman Chatha, Rajvardhan Foundation, Dinesh Kumar Agarwal HUF and Pramod Kumar Jain
LG Electronics India, Innovision get market regulator Sebi's nod for IPOs
LG Electronics India and Innovision filed draft IPO papers with Sebi in December and obtained the regulator's observations on March 13 and March 12, respectively
 "LG Electronics India, Innovision get market regulator Sebi's nod for IPOs")
Paytm shares surge 5% on Sebi's nod to Paytm Money for research licence
Paytm share price: With Paytm Money's registration as a research analyst, Paytm Money Limited can offer Sebi-compliant research services, including investment insights, and research reports
 "Paytm shares surge 5% on Sebi's nod to Paytm Money for research licence")
Paytm Money gets Sebi registration as research analyst, investment adviser
With this registration, Paytm Money Limited can offer Sebi-compliant research services, including investment insights, research reports, and data-driven analysis, the company said in a statement
 "Paytm Money gets Sebi registration as research analyst, investment adviser")
Global F&O players push back against Sebi's proposed rule revamp
Association raises concerns with Sebi over liquidity, trading costs, and market stability in a 13-page response to Sebi
 "Global F&O players push back against Sebi's proposed rule revamp")
34 entities settle Sebi proceedings over Shalimar Paints takeover breach
The transaction resulted in a change of more than 2 per cent of the total shareholding of Urvi Jindal
Sebi to finalise SOP for settlement regulations amid rise in such cases
On the sidelines of a conference in the national capital, Varshney also said Sebi is looking at how to have consistency in applying the settlement formula
 "Sebi to finalise SOP for settlement regulations amid rise in such cases")
Allchem Lifescience files IPO papers with Sebi, aims to raise Rs 190 cr
The Gujarat-based company's proposed IPO comprises fresh issue of equity shares aggregating up to Rs 190 crore and an offer for sale (OFS) of 71.55 lakh equity shares by promoters
 "Allchem Lifescience files IPO papers with Sebi, aims to raise Rs 190 cr")
Sebi expands the scope of unpublished price-sensitive information
The move is aimed at enhancing regulatory clarity, certainty and uniformity in compliance in the ecosystem
Sebi cuts rights issue timeline to 23 days; Edelweiss MF launches debt fund
Edelweiss Mutual Fund on Tuesday launched its low duration fund, a debt fund which will predominantly invest in low duration debt and money market securities
HDFC Securities settles Sebi case by paying Rs 65 lakh over violations
In addition, the broker had allegedly not conducted disaster recovery drills for 1 full trading day during the inspection period on a quarterly basis
Sebi issues warning to IIFL Capital over merchant banking due diligence
The Sebi warning pertains to issues related expenses and fee timelines in its debt offerings between April 2022 and April 2024
Sebi launches AML, CFT certification course for securities intermediaries
Additionally, it aims to promote knowledge about the guidelines pertaining to AML standards, CFT and proliferation financing among the market intermediaries
 "Sebi launches AML, CFT certification course for securities intermediaries")
Investcorp Real Estate, 6 others settle AIF rule violation case with Sebi
Apart from Investcorp Real Estate Yield Fund, Investcorp India Asset Managers, Ajay Kumar, Niraj Sirsalewal, Ritesh Vohra, Gaurav Sharma and IDBI Trusteeship Services Ltd have settled the case