Page 14 - Khushboo Tiwari

NSDL IPO expected by July as Sebi extends in-principle listing approval

In a letter dated March 28, Sebi granted an extension to the in-principle approval for listing, subject to certain conditions

Relief for brokers as stock exchanges ease technical glitch norms

The exchanges have also revised the list of instances that will be considered a technical glitch, excluding those where the broker is not at fault

Clearing corporation ownership shift remains shrouded with uncertainty

Sources say diversified shareholding may create challenges in fundraising, will add complexities

Street signs: Belated farewell for Buch, investors check in to hotel stocks

Hotel stocks have been on a hot streak over the past month, buoyed up by a steady business outlook

BSE stock rises as mkt regulator Sebi works out solution to expiry-day woes

Measures proposed seen benefiting BSE; NSE halts plan to shift expiry

NSE looks to assuage Sebi concerns around IPO, seeks nod to file DRHP

Underscores steps taken to bolster technology, governance

NSE IPO hangs in the balance as Sebi flags regulatory gaps in fresh letter

In a detailed communication, regulator spells out areas that bourse has to address before it goes for an IPO

Pre-clearance seen as key defence for IndusInd Bank execs in Sebi probe

Sebi probes potential insider trading in bank's share sales

Sebi fines investment advisor for 'sensational' YouTube captions

Sebi highlighted multiple lapses, including the firm's failure to conduct an annual audit and its practice of charging clients fees in both fixed and assets-under-advice (AUA) modes

Sebi takes a fresh regulatory stance under Tuhin Kanta Pandey's leadership

Pivots towards transparency and ease of doing business

Sebi to set up panel to review conflict of interest of top officials

Regulator doubles threshold for FPI disclosures; unveils several initiatives to simplify regulatory processes

Sebi to launch settlement scheme for brokers linked to algo lapses

Over 100 brokers may need to pay Rs 1 lakh each as settlement amount

Sebi asks intermediaries to register with Google, Meta for advertisements

Move to curb fraudsters and misleading information on social media platforms

Sebi removes 70K misleading social media posts, accounts since Oct 2024

Addressing the Association of Registered Investment Advisors (ARIA) summit, Narayan underscored Sebi's focus on investor awareness

Transfer of NSE shares to get faster with streamlined new mechanism

Bourse removes two stages of the transfer process, bringing down the timeline from over four months to four days

Sebi may ease FPI disclosure norms, double granular disclosure threshold

This will be the first board meeting after Tuhin Kanta Pandey, who assumed the role of Sebi chairperson earlier this month

Sebi considers Esop relaxation for startup founders ahead of IPOs

According to a consultation paper released on Thursday, Sebi may allow founders to hold or exercise Esop benefits granted one year before the company's initial public offering (IPO) plan

Only 2% of finfluencers Sebi-registered, yet 33% give stock recommendations

"Investors must remain vigilant, seek investment guidance from Sebi-registered advisors, and evaluate credentials of influencers they follow," said Arati Porwal, Country Head of CFA Institute - India

Sebi proposes key changes for EBP, RFQ platforms to strengthen debt market

The regulator has proposed making EBP mandatory for all private placement issues of issue sizes over ₹20 crore, down from the present threshold of ₹50 crore

Sebi bars Hemant Ghai, two others from dealing in securities for five years

The regulator found that trades executed through the accounts of Ghai's family members were synchronised with stock recommendations aired on his shows