Page 22 - Sebi Norms

How will Sebi's proposed F&O rules affect BSE, NSE, Zerodha, Angel One?

Spillover of trading activity from these contracts into remaining products, analysts believe, can limit the impact to 20-25%

Capital gains tax changes may impact investment behaviour: Rashesh Shah

Buyback and tax-free dividend had a gap and an equalisation was needed. Volumes in F&O trading had gone up rapidly and, in a way, the increase in STT on F&O will protect investor interest, he said

All you need to know about Sebi proposals on index derivatives

Decoded Sebi's proposals to curb speculation in F&O: The market regulator on July 30 proposed these seven measures in its consultation paper on index derivatives framework.

Sebi mulls changes in norms for FPIs from land-bordering countries

The market regulator has proposed linking the disclosure requirements to a minimum threshold to identify whether the FPI is based in an LBC

Overseas training or vacation? Sebi puts kibosh on MFDs' foreign 'perks'

Amfi's hammer fall: No 'incentivisation programmes' beyond Indian shores

Bhavish Aggarwal-led Ola Electric IPO likely to open on August 2

SoftBank-backed EV maker to pursue valuation of about $4.5 bn

Standard Glass Lining Tech files IPO papers with Sebi to raise funds

Standard Glass Lining Technology Ltd, which manufactures specialised engineering equipment for pharmaceutical and chemical sectors, has filed preliminary papers with capital markets regulator Sebi to raise funds through an Initial Public Offering (IPO). The Telangana-based company's IPO is a combination of fresh issuance of shares worth Rs 250 crore and an Offer For Sale (OFS) of up to 1.84 crore equity shares by promoters and other selling shareholders, according to the Draft Red Herring Prospectus (DRHP). Those selling shares in the OFS include -- S2 Engineering Services, Standard Holdings, Kandula Ramakrishna, Kandula Krishna Veni, Nageswara Rao Kandula, Katragadda Venkata Ramani and Venkata Siva Prasad Katragadda. The company may consider raising up to Rs 50 crore in the pre-IPO placement. If such placement is completed, the fresh issue size will be reduced. Proceeds from the fresh to the extent of Rs 130 crore will be used for payment of a debt, Rs 30 crore for investment in a

Filling a gap

New asset class for mutual funds will help HNIs

Over 70% intraday traders suffered losses during FY23, reveals Sebi study

Sebi study underscores the risks associated with intraday trading

Market regulator Sebi issues show-cause notice to Paytm on ESOPs

The Noida-based company said the show-cause notice did not have any impact on the financial results of the fourth quarter of the financial year 2024 (Q4 FY24) and Q1 FY25

F&O volumes a macro concern, says Sebi chairperson Madhabi Puri Buch

To soon float a consultation paper on curbing derivatives euphoria

'Sebi proposal on new asset class for high risk takers looks promising'

Capital markets regulator Sebi's proposal for introducing a new asset class for high-risk profile investors can help them gain access to a newer set of strategies including long-short equity fund and inverse Exchange-traded Fund (ETF). The new asset class is aimed at bridging the gap between mutual funds and Portfolio Management Services (PMS) in terms of flexibility in portfolio construction. The Sebi's consultation paper floated on Tuesday on 'new asset class' and creating a structure for differentiated, higher risk strategies looks very promising, Radhika Gupta, MD and CEO of Edelweiss Mutual Fund said. "India is finally opening up to different investment products, styles and approaches. Passive, factor, inverse ETFs, alts and more. There is no single way to invest," she added. In its consultation paper, the regulator said the new asset class will provide a regulated product with features like SIP (Systematic Investment Plan), higher risk-taking capability, and a higher ticket .

Paytm gets Sebi warning for transactions with banking unit, defends itself

Company says it's committed to 'highest compliance standards' after regulator flags related party transactions with Paytm Payments Bank in FY22

Sebi considers new product category between mutual funds and PMS

Sebi move aimed at filling product gap, curbing inflow into unauthorised investment schemes

Sebi amends investment rules; lays framework for employment benefit scheme

Capital markets regulator Sebi came out with a framework for a unit-based employment benefit scheme for investment trusts -- REITs and InvITs. Under the framework, Sebi has prescribed the manner of the implementation of the scheme through a trust, the manner of receiving units by the employee benefit trust and the manner of allotment of units to the employee benefit trust by REIT (Real Estate Investment Trust) and InvIT (Infrastructure Investment Trust). In two separate notifications, Sebi said the 'unit-based employee benefit scheme' would be in the nature of the employee unit option scheme. Employee unit option scheme refers to a scheme under which the investment manager grants unit options to its employees through an employee benefit trust. The implementation of the scheme would be done through a separate Employee Benefit Trust (EB Trust) which can be created by the manager of a REIT or the investment manager of InvIT. The units held by EB Trust would be used only for the limite

Paytm gets warning from Sebi for old transactions with banking unit

Paytm, in its response, said it believes it has consistently acted in compliance with regulation, and added that there is no impact on financials and operations of the company due to the warning

Sebi fines Monetary Solutions with Rs 25 lakh for violating market norms

Capital markets regulator Sebi on Monday levied a fine of Rs 25 lakh on Monetary Solutions for flouting regulatory rules. The Securities and Exchange Board of India (Sebi) inspected Monetary Solutions (Proprietor Ankit Vyas), a Sebi-registered individual investment adviser during September 19-23, 2022. The focus of the inspection was to look into compliance with regulatory requirements under PFUTP (Prohibition of Fraudulent and Unfair Trade Practices) and IA (Investment Advisers) rules. After the inspection, the regulator issued show-cause notices to Monetary Solutions for the violations of norms. "I observe that the noticee (Monetary Solutions) advertised fake testimonials and its past performance on its website to demonstrate the accuracy of its tips to lure the investors by showing profit generated by those tips and thereby tried to deceive its clients," Sebi's Adjudicating Officer Barnali Mukherjee said in the order. Further, the regulator observed that by making fake statemen

New list for F&O space likely to have 35 new additions: Analysis

No change seen in Nifty, Sensex components

Is the upcoming Sebi meeting on F&O spooking the markets? What analysts say

Experts believe the market fall seems to be part of routine profit-taking given the sharp 3,000-point rally in the Nifty 50 index post Lok Sabha election outcome.

Sebi extends deadline for submissions by brokers, depositories to Oct 31

Capital markets regulator Sebi on Thursday extended the deadline till October 31 for submitting the annual audited accounts and net worth certificates by stock brokers and depository participants. According to a circular issued by Sebi, the markets watchdog has revised the submission deadline from September 30 to October 31 of the relevant year. This change aims to ease compliance burden and facilitate smoother business operations. "As a step towards ease of doing business, it has been decided to revise the timeline to October 31," the Securities and Exchange Board of India (Sebi) said in the circular. The provisions of this circular will come into force with immediate effect, it added. The circular addressed key provisions for stock brokers and depository participants (DPs) that stock brokers must now furnish their annual audited accounts by October 31. In addition, the depositories are required to submit their net worth certificates for the year ending March 31 by October 31.