Page 3 - Sebi Norms

Insider trading in IEX stock: Sebi investigation traverses new ground

The ₹173-crore order stands out as Sebi's largest and fastest insider trading enforcement, potentially widening scrutiny to senior CERC officials over policy-linked leaks

Trustees must act fearlessly, build guardrails for MF industry: Sebi chief

Tuhin Kanta Pandey urges mutual fund trustees to set up early warning systems, strengthen oversight, and avoid passive compliance to protect investors

Tata Capital ends flat on market debut after ₹15,512 crore mega IPO

Tata Capital closes near issue price at Rs 331.1 after debut on NSE; analysts call valuation fair as investors weigh growth prospects and sector competition

Google to introduce verification tick for registered broking apps: Sebi WTM

Sebi has directed Google to add verification tick marks for registered broking apps on Play Store within two months to curb fraudulent trading platforms and protect investors

Sebi preparing action plan for quantum-safe computing: Tuhin Kanta Pandey

Chairman Tuhin Kanta Pandey says quantum advances could break today's encryption; Sebi aims password protection, stronger AI oversight, and fraud prevention

Sebi eases norms for block deal window, allows same-day settlement

The market regulator has introduced dual trading windows and set a ₹25-crore minimum order size for block deals to enhance execution efficiency and liquidity

Sebi to review SLB framework for wider user participation: Ananth Narayan G

Whole-time member Ananth Narayan says Sebi aims to improve design and process efficiency for SLB trades, boosting participation and cash market depth

Sebi flags 100k misleading social media posts amid investor scams

Sebi identified over 100,000 unlawful social media posts in 18 months, unveiling new tools to curb scams and boost investor awareness across India

Pay safe, invest smart: Sebi's new @Valid UPI handles protect your money

The new facility will allow UPI IDs of Sebi-registered investor-facing intermediaries to carry the exclusive "@valid" handle with category-specific suffixes

Risk-averse India: Only 1 in 10 invest in securities despite awareness

Sebi highlighted that 22 per cent of non-investors aware of securities products intend to invest within the next year.

Sebi ban over fund diversion drags Man Industries shares down 10%

Shares of Man Industries plunged over 10 per cent after Sebi barred the company and three top executives, including the chairman and MD, over alleged fund diversion

Sebi's Valid UPI rollout faces hurdles as advisors struggle with handles

Sebi's new Valid UPI initiative, effective October 1, has hit hurdles as many research analysts and investment advisors face mismatches and bank delays in securing handles

Cash market activity will revive as confidence builds: Pranav Haridasan

Brokers must differentiate through advisory, technology, and customer experience rather than relying solely on pricing, MD and CEO of Axis Securities said

Sovereign wealth funds, pension players leave other FPIs blinking

Overall, FPI assets have grown 139.5% since August 2020, while sovereign wealth fund investments have grown 155.2%

SAT directs Sebi to share more documents in Axis front-running case

The Securities Appellate Tribunal has partly allowed Viresh Joshi's appeal, directing Sebi to share more documents in the Axis Mutual Fund front-running investigation

Sebi proposes regular updates of NAVs by AIFs in depository systems

To promote transparency in the Alternative Investment Fund (AIF) ecosystem, Sebi on Friday proposed that AIFs should regularly update the net asset value (NAVs) of their units in the depository system. In its draft circular, Sebi has "proposed to leverage upon the depository infrastructure such that AIFs may be required to maintain updated NAV of the units issued to investors based on valuation of their investments in the depository system". Further, Sebi proposed that AIFs or their Registrar and Transfer Agent (RTA) should upload the NAV of ISINs of all AIF units in the depository system, within 15 days of valuation of the investment portfolio. The valuation date will be taken as the date of the valuation report if done by an external valuer, and as the date it is recorded in the fund's internal records if done by an internal valuer. For existing schemes of AIFs, Sebi said that AIFs or their RTAs should upload the latest NAV of ISINs pertaining to all AIF units in the depository .

Sebi expands eligibility for NGOs to raise funds via social stock exchange

Markets regulator Sebi on Friday permitted more charitable entities to raise funds through the Social Stock Exchange (SSE), in a bid to broaden access to the platform. In its latest circular, the regulator has widened the definition of Not-for-Profit Organizations (NPOs) eligible to list on the SSE. Under this expanded framework, legal structures such as trusts registered under the Indian Registration Act, 1908, charitable societies registered under the relevant state's Societies Registration Act, and companies registered under section 25 of the erstwhile Companies Act, 1956, will now fall within the definition of NPOs. To ensure accountability, Sebi has also outlined the reporting requirements for such entities. In cases where an NPO is registered without listing any security, the Annual Impact Report (AIR) need to be self-reported. This report should highlight the NPO's significant activities, interventions, programmes, or projects during the year, along with an explanation of th

Equity tag for Reits likely to boost new launches, deepen market

New Sebi rule boosts Reits with equity status, promising deeper liquidity, index inclusion, and broader investor participation

Sebi board likely to meet on Friday to consider regulatory reforms

Markets watchdog Sebi's board is likely to discuss a raft of regulatory reforms during its upcoming meeting on Friday. These measures included relaxing the minimum IPO requirements for very large companies, and also extending the timeline for them to meet minimum public shareholding norms, sources said. Other key items on the agenda included simplifying compliance for foreign portfolio investors (FPIs), relaxing the regulation for accredited investors in certain alternative investment funds (AIFs), expanding the scope of rating agencies' activities, and granting equity status to REITs and InvITs, they added. Several of these proposals have already been floated for public consultation, indicating a broader push towards refining the regulatory landscape. This would mark the third board meeting under the chairmanship of Tuhin Kanta Pandey, who assumed office on March 1. The board may approve a proposal to encourage large issuers to pursue listings in India. Under the proposal, for .

FIA backs Sebi's glide path proposal for non-index derivative rules

For the BSE's Bankex index, FIA has said, a one-step realignment is justified because the gauge is not widely tracked by ETF and index-fund