Page 141 - Latest Updates on SEBI
AIF commitments inch to Rs 8.5 trillion in June quarter, shows data
Between April to July, Sebi received 55 applications for AIF registrations
 "AIF commitments inch to Rs 8.5 trillion in June quarter, shows data")
Sebi posts new norm for exit option window period for change in AMC control
Earlier, this timeline was at least 30 days
 "Sebi posts new norm for exit option window period for change in AMC control")
Sebi amends rules; enhances disclosure requirements for certain FPIs
The rules have been amended by Sebi to align the eligibility criteria for FPIs with the one prescribed under the PML rules
Sebi's SCORES platform disposes of 2,886 complaints in July: Report
Capital market regulator Sebi's grievance redressal platform SCORES has disposed of 2,886 complaints against companies and market intermediaries in July this year
Market structure to face shorter IPO timeline test: Industry players
Players in ecosystem will have to work overtime to ensure success
 "Market structure to face shorter IPO timeline test: Industry players")
Sebi clarifies on 120 untraceable entities in 'difficult to recover' list
Sebi said 120 entities listed as untraceable in the 'difficult to recover' category comprises only five companies while the rest are individuals and the majority of the cases are over a decade old
Sebi refines process for approval for change in control merchant bankers
Capital markets regulator Sebi on Thursday streamlined the procedure of obtaining prior approval for the proposed change in control of merchant bankers and bankers to an issue
 "Sebi refines process for approval for change in control merchant bankers")
Regulator Sebi proposes to ease norms for borrowings by large corporates
The present norms require large corporates to raise 25 per cent of their incremental borrowings in a financial year by way of issuance of debt securities
Dark fibre case: SAT quashes Sebi's order on NSE and ex-officials
The tribunal concluded that no preferential treatment was granted and there was no intentional negligence on the part of the NSE by waiving physical inspection of the office site of Way2Wealth
 "Dark fibre case: SAT quashes Sebi's order on NSE and ex-officials")
SAT partly set aside Sebi's order against NSE in unlit fibre case
The case relates to the alleged differential access given to certain broking firms in the form of 'dark fibre' at NSE, to connect across the co-location facilities before other members
 "SAT partly set aside Sebi's order against NSE in unlit fibre case")
Sebi cancels registration of 2 firms in NSEL paired contracts case
The regulator has asked the brokers to allow its existing clients to transfer their securities or funds held in its custody within 15 days
Shorter IPO timeline to become effective from December 1, says Sebi
At present, it takes six working days (T+6) for an IPO to list
Fractional ownership platforms for real estate seek lower holding threshold
Also seek exposure to under-construction projects; Sebi to formalise framework soon
Sebi reduces timeline for listing shares to T+3 from T+6 from December 1
The Securities and Exchange Board of India (Sebi) said that with T as the issue-closing date, the securities will now have to be listed on T+3 day versus the current T+6 day
SEBI report: Number of appeals filed in SAT rose to record 1,192 in FY23
The Securities and Exchange Board of India (Sebi) investigated 144 cases in the financial year 2022-23 (FY23) compared to 59 in the previous year
 "SEBI report: Number of appeals filed in SAT rose to record 1,192 in FY23")
Panel to decide reversal of erroneous transfers in demat accounts
Depositories approached Sebi, highlighting the challenges faced concerning obtaining OTP for such trade reversal
 "Panel to decide reversal of erroneous transfers in demat accounts")
Sebi plans to issue norms for dealing with unclaimed funds of clients
This will ensure that unclaimed funds of clients lying with the TMs are returned to the respective clients in a timely and efficient manner
MFs step up buying as FPI flows thin out; other DIIs remain sellers
Invest Rs 7,700 crore in July, highest in four months
 "MFs step up buying as FPI flows thin out; other DIIs remain sellers")
Sebi slaps Rs 20 lakh fine on 4 individuals for non-genuine trades
Sebi on Tuesday slapped fines totalling Rs 20 lakh on four individuals for indulging in non-genuine trades in the illiquid stock options segment on BSE
Sebi provides facility to remedy erroneous transfers in demat accounts
The committee will examine such erroneous transfers and provide an opportunity for hearing to both parties in the interest of principles of natural justice