 "Khushboo Tiwari")
Khushboo Tiwari
Khushboo Tiwari
Khushboo Tiwari is a special correspondent with Business Standard. She reports on the capital markets, regulatory developments at Sebi and IFSCA, market intermediaries, and legal matters involving corporate houses. Earlier, she worked in broadcast news for over five years. In her free time, she prefers to paint, sketch, trek, and catch up on on her reading and writing. Tiwari likes to explore off-beat places and learn new languages. She is a post-graduate from the Indian Institute of Mass Communication (IIMC).
Khushboo Tiwari is a special correspondent with Business Standard. She reports on the capital markets, regulatory developments at Sebi and IFSCA, market intermediaries, and legal matters involving corporate houses. Earlier, she worked in broadcast news for over five years. In her free time, she prefers to paint, sketch, trek, and catch up on on her reading and writing. Tiwari likes to explore off-beat places and learn new languages. She is a post-graduate from the Indian Institute of Mass Communication (IIMC).
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Confidential IPO filing: How it will work and why it is being introduced
Under this mechanism, the information in the DRHP is made available only to the regulator, not to the public at large
 "Confidential IPO filing: How it will work and why it is being introduced")
Firms pre-filing for IPOs may get to market to institutional investors
New clause to help issuers gauge institutional investor demand
Market regulator Sebi plans to streamline disclosure framework
Suggests halving disclosure timeline to 12 hours; proposes mandating top 250 listed firms to confirm/deny media reports
 "Market regulator Sebi plans to streamline disclosure framework")
Transfer pay-outs to client's demat account within a day, says Sebi
Regulator issues fresh guidelines for unpaid securities
Sebi seeks to protect public shareholders' interests during CIRP
Non-promoter entities in bankruptcy-hit firms to be given opportunity to acquire shares
 "Sebi seeks to protect public shareholders' interests during CIRP")
SAT relief for Bombay Dyeing and Wadias in Sebi market ban case
Tribunal stays order restraining company and promoters from capital markets for 2 years
 "SAT relief for Bombay Dyeing and Wadias in Sebi market ban case")
Separate MII functions into three verticals, recommends Sebi expert panel
Market infrastructure institutions are considered to be the pillars of the stock market ecosystem. These include stock exchanges, clearing corporations, and depositories.
NSE to move away from non-core business areas: New MD & CEO Chauhan
The NSE MD & CEO made the comments while addressing its investors during the exchange's first-ever quarterly earnings concall
 "NSE to move away from non-core business areas: New MD & CEO Chauhan")
The growing clout of finfluencers is putting Sebi regulations to test
Between April and September, ASCI has observed 71 violations of its disclosure guidelines by financial influencers
Market regulator Sebi issues guidelines to standardise CRAs' rating scales
The regulator also specified standard descriptors for 'rating watch' and 'rating outlook'
Sebi bans Mehul Choksi from securities market for 10 years, fines Rs 5 cr
Choksi is already facing Income Tax department and ED action
 "Sebi bans Mehul Choksi from securities market for 10 years, fines Rs 5 cr")
Street Signs: Litmus test for IPO mkt, WhatsApp is Sebi's bogey, and more
This week, four companies are looking to raise more than Rs 4,100 crore via IPOs
 "Street Signs: Litmus test for IPO mkt, WhatsApp is Sebi's bogey, and more")
Sebi suspends registration of RTA for three months over operational lapses
Findings against Satellite Corporate Services "shocking and disturbing", says Sebi order
 "Sebi suspends registration of RTA for three months over operational lapses")
Using tech to crack down on insider trading: Sebi's Madhabi Puri Buch
Chairperson Madhabi Puri Buch says developing algos to identify mis-selling and other violations
 "Using tech to crack down on insider trading: Sebi's Madhabi Puri Buch")
Sebi's front-running investigations rise even as overall cases dip
More probes were completed than in the previous year
Wadias, BDMCL likely to file appeal before SAT against Sebi order
Sebi has charged the violators under the Prevention of Fraudulent and Unfair Trade Practices Regulations for alleged misrepresentation of financial statements
Two years on, Sebi's sandbox initiative yet to find its feet
Most applications have either been withdrawn or stand rejected
Sebi allows stock brokers to place client bids on RFQ platform from Jan 1
The stock exchanges launched the platform in February 2020 to bring transparency in over the counter deals
New issue pricing onus may put independent directors in a spot: Experts
Experts feel Sebi diktat may deter those with non-financial background from joining boards
 "New issue pricing onus may put independent directors in a spot: Experts")
SAT gives relief to Brickwork Ratings, stays cancellation of licence
But keeps Sebi ban on taking up new clients
 "SAT gives relief to Brickwork Ratings, stays cancellation of licence")